Denise B. Geasland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise Bernadette Geasland was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 1984. Denise had worked at 7 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 6, Series 22, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2006 - December 3, 2009
SPROTT ASSET MANAGEMENT USA INC.
November 9, 1994 - April 1, 2013
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
November 11, 1993 - April 6, 1994
SCOTTRADE, INC.
October 29, 1992 - November 22, 1993
FORTA FINANCIAL GROUP, INC.
December 7, 1987 - September 15, 1992
AMERIPRISE ADVISOR SERVICES, INC.
March 11, 1987 - November 17, 1987
PROFESSIONAL ASSET SECURITIES, INC.
January 23, 1984 - December 22, 1986
SPRING & BOE INVESTMENT CORP.
Primary Firm SEC Registration
SPROTT ASSET MANAGEMENT USA INC.
CRD#: 139022 / SEC#: 801-66131
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/6/2004
Limited Representative-Equity Trader ExamCurrent Firm
SPROTT ASSET MANAGEMENT USA INC.
CRD#: 139022 / SEC#: 801-66131
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,613 |
| AUM (Assets Under Management) | $ 4,636,738,041 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
