Kenneth J. Butalewicz

FMSBONDS

North Miami Beach, FL 33180

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CRD#: 1234301

Professional summary

Kenneth James Butalewicz is a registered financial professional currently at FMSBONDS, INC. located in North Miami Beach, Florida.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1985. Kenneth has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth James Butalewicz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 19, 2020 - Present

FMSBONDS, INC.

Office #1: 20660 West Dixie Hway, North Miami Beach, FL 33180

CRD#: 7793

North Miami Beach, FL

Past

June 1, 2012 - January 29, 2020

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

BOCA RATON, FL

Past

August 20, 2007 - June 1, 2012

CHAPDELAINE TULLETT PREBON, LLC

CRD#: 7017

BOCA RATON, FL

Past

June 17, 2002 - August 15, 2007

MUNICIPAL PARTNERS, LLC

CRD#: 119992

NEW YORK, NY

Past

December 12, 2000 - July 31, 2001

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

July 24, 2000 - August 8, 2002

MINT BROKERS

CRD#: 13681

NEW YORK, NY

Past

July 1, 1993 - July 24, 2000

MUNICIPAL PARTNERS INC.

CRD#: 24513

NEW YORK, NY

Past

April 24, 1989 - June 2, 1993

J.J. KENNY DRAKE, INC.

CRD#: 7118

NEW YORK, NY

Past

August 5, 1988 - April 24, 1989

CLIFFORD DRAKE & COMPANY INC.

CRD#: 7092

NEW YORK, NY

Past

May 22, 1985 - October 5, 1987

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762

Past

February 8, 1985 - April 18, 1985

BREAN MURRAY & CO., INC.

CRD#: 7541

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(2/28/2020)

Florida
(2/19/2020)

Illinois
(3/13/2020)

New Jersey
(2/26/2020)

New York
(2/19/2020)

Texas
(2/26/2020)

Washington
(2/24/2020)

Exams

State Security Law Exam

Series 63

Date: 3/27/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/1984

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FMSBONDS, INC.

CRD#: 7793 / SEC#: , 8-23280

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

4775 Technology Way, Boca Raton, FL 33431

Mailing Address

4775 Technology Way, Boca Raton, FL 33431

Phone number

(800) 741-1103

Established

Florida since 08/11/1978

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FEINSILVER, PAUL	CHAIRMAN OF THE BOARD	500389
KLOTZ, JAMES ARNOLD	PRESIDENT	500438
GUERRISE, MATTHEW ANTHONY	CHIEF COMPLIANCE OFFICER	2673770
PARKER, ANNE MICHELLE	SROP AND CROP	2226034
SELIGSOHN, MICHAEL STEVEN	CHIEF OPERATIONS OFFICER, VICE PRESIDENT	2189850
SWINARSKI, THEODORE ANTHONY	SENIOR VICE PRESIDENT - TRADING SUPERVISOR	1584451

Disclosures

Regulatory Event	11
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth J. Butalewicz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth James Butalewicz's CRS (Customer Relationship Summary).

Certified licenses

Experience

TULLETT PREBON FINANCIAL SERVICES LLC

CHAPDELAINE TULLETT PREBON, LLC

MUNICIPAL PARTNERS, LLC

CANTOR FITZGERALD & CO.

MINT BROKERS

MUNICIPAL PARTNERS INC.

J.J. KENNY DRAKE, INC.

CLIFFORD DRAKE & COMPANY INC.

TP ICAP GLOBAL MARKETS AMERICAS LLC

BREAN MURRAY & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/27/1987

SIE

Date: 10/1/2018

Series 7

Date: 12/15/1984

FINRA

Current Firm

FMSBONDS, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FMSBONDS, INC.

TRUST BUT VERIFY

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