Stephen R. Nasser
Professional summary
Stephen Richard Nasser, who also goes by Stephen Nasser, is a registered financial professional currently at COIT CAPITAL SECURITIES LLC located in San Francisco, California.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2004. Stephen has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Richard Nasser's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 19, 2013 - Present
COIT CAPITAL SECURITIES LLC
Office #1: 388 Market Street Suite 1300, San Francisco, CA 94104Office #2: 238 Francisco Street, San Francisco, CA 94133December 6, 2010 - December 31, 2013
COIT CAPITAL MANAGEMENT
April 4, 2008 - July 11, 2013
RIVIERE SECURITIES LTD.
May 10, 2004 - April 1, 2008
STONE & YOUNGBERG LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/15/2020)
(2/18/2020)
(1/16/2020)
(1/21/2020)
(2/11/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
COIT CAPITAL SECURITIES LLC
CRD#: 164959 / SEC#: , 8-69122
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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