John P. Pinson
Professional summary
John Patrick Pinson is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 1984. John has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Patrick Pinson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2020 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901November 2, 2016 - January 28, 2020
BLUEROCK CAPITAL MARKETS LLC
November 3, 2009 - October 21, 2016
OSAIC INSTITUTIONS, INC.
July 29, 1997 - January 26, 2009
SECURITY DISTRIBUTORS
January 9, 1989 - July 11, 1997
CAPITAL BROKERAGE CORPORATION
May 16, 1984 - January 24, 1989
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2020)
(11/6/2024)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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