Anthony D. Bernardo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Daniel Bernardo, who also goes by Tony Bernardo, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1985. Anthony had worked at 7 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 1999 - June 18, 2001
NATIONAL SECURITIES CORPORATION
April 16, 1998 - October 6, 1999
VOYA FINANCIAL ADVISORS, INC.
October 25, 1996 - February 20, 1998
FIMCO SECURITIES GROUP, INC.
August 19, 1996 - November 1, 1996
PRUCO SECURITIES, LLC.
August 3, 1994 - February 17, 1995
LPL FINANCIAL LLC
April 13, 1993 - August 25, 1994
FIVE STAR RESOURCES, INC.
May 28, 1987 - March 22, 1993
VOYA FINANCIAL ADVISORS, INC.
August 16, 1985 - May 12, 1987
FREEMAN FINANCIAL SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
