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BA

Byron D. Aldridge

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CRD#: 1233625
BA

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Byron David Aldridge JR, who also goes by Byron David Aldridge, was a registered financial advisor .

Byron is a previously registered financial advisor and started their career in finance in 1984. Byron had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Byron David Aldridge

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 11, 2003 - June 27, 2014

APEX INVESTMENT MANAGEMENT, INC.

RIA
CRD#: 125453
VIDALIA, LA
Past

November 7, 1989 - April 27, 1990

KNIBBE FINANCIAL GROUP, INC.

BD
CRD#: 14436
Past

May 27, 1988 - May 13, 1989

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN
Past

January 25, 1984 - January 25, 1984

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 3/30/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


AI
APEX INVESTMENT MANAGEMENT, INC.
APEX INVESTMENT MANAGEMENT, INC.

CRD#: 125453 / SEC#: 801-68692

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Contact information


Main Address
4293 Highway 84 West Suite D 31, Vidalia, LA 71373
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


APEX INVESTMENT MANAGEMENT, INC.

CRD#: 125453

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