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RS

Ronald B. Sussman

THE LEADERS GROUP
Summit, NJ 07901
Some features on this profile are disabled
CRD#: 1233596
RS

Professional summary

Ronald Bruce Sussman, who also goes by Ron Sussman, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.

Ronald is registered as a RR (Registered Representative) and started their career in finance in 1984. Ronald has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ron Sussman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) CPI COMPANIES - 1/1/1991 - 1010 Haddonfield-Berlin Road, Suite 407, Voorhees, NJ, 08043 - President/CEO, Sales & management, Not Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) TLG ADVISORS, INC - 8/21/2018 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/wk.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ronald Bruce Sussman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 18, 2018 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901
BD
CRD#: 37157
Summit, NJ
Past

August 21, 2018 - May 12, 2025

TLG ADVISORS, INC.

RIA
CRD#: 111052
Voorhees, NJ
Past

September 17, 2012 - July 23, 2018

CANTELLA & CO., INC.

RIA
CRD#: 13905
VOORHEES, NJ
Past

September 17, 2012 - July 23, 2018

CANTELLA & CO., INC.

BD
CRD#: 13905
VOORHEES, NJ
Past

May 11, 2011 - September 17, 2012

CPI CAPITAL

RIA
CRD#: 44575
VOORHEES, NJ
Past

October 15, 1998 - September 17, 2012

CPI CAPITAL

BD
CRD#: 44575
VOORHEES, NJ
Past

January 7, 1997 - September 11, 1998

ROBERT THOMAS SECURITIES, INC

BD
CRD#: 10147
ST. PETERSBURG, FL
Past

April 29, 1996 - December 16, 1996

AEGON USA SECURITIES INC.

BD
CRD#: 13302
CEDAR RAPIDS, IA
Past

February 16, 1994 - April 2, 1996

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

April 10, 1990 - March 4, 1994

FIRST COLONIAL SECURITIES

BD
CRD#: 25121
BOCA RATON, FL
Past

November 19, 1989 - April 27, 1990

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

January 10, 1989 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

May 19, 1986 - September 12, 1988

FSC SECURITIES CORPORATION

BD
CRD#: 7461
Past

January 30, 1984 - May 7, 1986

USLIFE EQUITY SALES CORP.

BD
CRD#: 7962

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/13/2021)
RR
Delaware
(5/2/2025)
RR
District of Columbia
(7/18/2018)
RR
Florida
(7/18/2018)
RR
Illinois
(5/2/2025)
RR
Minnesota
(7/18/2018)
RR
New Jersey
(7/18/2018)
RR
New York
(7/18/2018)
RR
Oregon
(9/10/2024)
RR
Pennsylvania
(7/18/2018)
RR
Texas
(7/18/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/28/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/10/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/21/1984
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/26/1998
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TL
THE LEADERS GROUP, INC.
SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP

CRD#: 37157 / SEC#: , 8-47639

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
475 Springfield Ave Suite 1, Summit, NJ 07901
Phone number
(303) 797-9080
Established
Delaware since 07/14/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.SHAREHOLDER
PETERS, ROBERT WILLIAMFINOP1704577
RILEY, ZORAH JANECHIEF COMPLIANCE OFFICER3015509
WICKERSHAM, SEAN DAVIDPRESIDENT4994630

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE LEADERS GROUP, INC.

CRD#: 37157Summit, NJ 07901

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