Christine M. Flynn Bazzini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Marie Flynn Bazzini, who also goes by Christine Marie Flynn, Christine Marie Flynn-bazzini, Christine Flynn Muttersbach, Christine M Muttersbach, Christine Marie Muttersbach, Flynn Muttersbach, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1984. Christine had worked at 21 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 53, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2019 - October 29, 2020
STRATEGIC MARKETING SOLUTIONS LTD., LLC
August 8, 2018 - June 4, 2020
VISTA POINT ADVISORS, LLC
March 27, 2018 - April 28, 2020
STORY3 ADVISORS LLC
January 10, 2018 - November 5, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 16, 2016 - June 15, 2020
FINANCIAL TELESIS INC
January 2, 2015 - June 26, 2018
RUTBERG & COMPANY, LLC
November 7, 2014 - July 5, 2016
FINANCIAL TELESIS INC
September 24, 2014 - November 20, 2018
HUB INTERNATIONAL INVESTMENT SERVICES INC.
September 12, 2014 - November 5, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 30, 2014 - August 28, 2014
RELIANCE CAPITAL MANAGEMENT ADVISORS LLC
January 31, 2014 - November 20, 2018
HUB INTERNATIONAL INVESTMENT SERVICES INC.
May 1, 2013 - February 13, 2015
QUANTUMWAVE CAPITAL INC.
February 11, 2013 - October 29, 2020
BRIDGE STREET SECURITIES, LLC
January 11, 2013 - September 12, 2014
FINANCIAL TELESIS INC
September 24, 2012 - July 23, 2013
GOTTEX BROKERS ALTERNATIVE USA INC.
August 10, 2012 - December 8, 2016
ACKRELL CAPITAL, LLC
November 14, 2011 - July 8, 2021
AURUS ADVISORS, INC.
April 23, 2010 - September 2, 2010
WINDFALL SECURITIES LLC
August 24, 2005 - July 12, 2010
FOOTHILL SECURITIES, INC.
April 23, 1998 - March 2, 2000
KIPLING CAPITAL, INC.
October 2, 1989 - December 31, 2016
FOOTHILL SECURITIES, INC.
November 3, 1988 - October 7, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 4, 1987 - November 3, 1988
CHRISTOPHER WEIL & COMPANY, INC
April 30, 1986 - December 8, 1986
FSC SECURITIES CORPORATION
February 24, 1984 - May 22, 1986
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
STRATEGIC MARKETING SOLUTIONS LTD., LLC
CRD#: 145577 / SEC#: , 8-67741
Contact information
FINRA licenses (7 States and Territories)
Red Flags
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