Brian F. Schantz
Professional summary
Brian Francis Schantz is a registered financial advisor currently at TRIDENT PARTNERS LTD. located in Woodbury, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1984. Brian has worked at 12 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Francis Schantz's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2000 - Present
TRIDENT PARTNERS LTD.
Office #1: 181 Crossways Park Drive, Woodbury, NY 11797April 11, 2008 - December 31, 2012
TRIDENT ADVISORS LLC
February 3, 1998 - May 23, 2000
FIRST MONTAUK SECURITIES CORP.
April 10, 1997 - February 15, 1998
COMPREHENSIVE CAPITAL CORPORATION
March 17, 1995 - February 26, 1997
MATRIX SECURITIES CORPORATION
January 25, 1994 - February 28, 1995
JOSEPH ROBERTS & CO., INC.
September 23, 1993 - January 29, 1994
CAMELOT INVESTMENT CORP.
March 28, 1989 - October 21, 1993
A.J. MICHAELS & CO., LTD.
March 26, 1987 - March 10, 1989
INVESTORS CENTER, INC.
August 25, 1986 - January 28, 1987
A. G. EDWARDS & SONS, INC.
October 5, 1984 - September 11, 1986
BLINDER, ROBINSON & CO., INC.
February 24, 1984 - September 20, 1984
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/2002)
(10/9/2002)
(9/17/2002)
(1/16/2001)
(8/14/2009)
(9/17/2002)
(9/4/2009)
(10/22/2008)
(9/18/2002)
(1/16/2001)
(2/15/2022)
(1/5/2001)
(9/20/2002)
(9/18/2002)
(10/7/2002)
(9/18/2002)
(9/17/2002)
(6/6/2001)
(9/24/2002)
(9/24/2002)
(9/19/2002)
(6/4/2001)
(9/23/2002)
(9/30/2009)
(9/24/2002)
(9/18/2002)
(5/16/2008)
(9/17/2002)
(8/26/2008)
(5/17/2000)
(9/20/2002)
(3/4/2002)
(9/18/2002)
(9/19/2002)
(9/18/2002)
(10/21/2015)
(9/15/2009)
(3/30/2005)
(9/19/2002)
(10/24/2008)
(9/19/2002)
(5/17/2000)
(9/17/2002)
(10/23/2008)
(9/17/2002)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TRIDENT PARTNERS LTD.
CRD#: 41258 / SEC#: , 8-49342
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
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