SM
Shawn P. Mclaughlin
MCLAUGHLIN RYDER INVESTMENTS
ALEXANDRIA, VA 22314
Some features on this profile are disabled
CRD#: 1232710
SM
Professional summary
Shawn Patrick Mclaughlin, AIF® is a registered financial advisor currently at MCLAUGHLIN RYDER INVESTMENTS, INC. located in Alexandria, Virginia.
Shawn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Shawn has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
|Business Name:Burke & Herbert Bank & Trust Co. Investment Related (Y/N):Y Address:100 South Fairfax Street, Alexandria, VA 22314 Nature of the Business:Community Banking Position / Title:Director Start Date:June 2008 Hours Devoted per Month - All:8-12 Hours Devoted per Month - During Trading Hours:2 Duties:Director and Committee Chairman |Business Name:The McLaughlin Companies, LLC Investment Related (Y/N):Y Address:1421 Prince Street, Suite 200, Alexandria, VA 22314 Nature of the Business:Holding Company Position / Title:Owner / President Start Date:October 2011 Hours Devoted per Month - All:16-20 Hours Devoted per Month - During Trading Hours:0 Duties:General Ownership Responsibilities |Business Name:Union Street Partners, LLC Investment Related (Y/N):Y Address:1421 Prince Street, Suite 200, Alexandria, VA 22314 Nature of the Business:Investment Company - Mutual Fund Position / Title:Owner Start Date:January 2011 Hours Devoted per Month - All:4-8 Hours Devoted per Month - During Trading Hours:0 Duties:General Ownership Responsibilities |Business Name:Management Solutions Plus, Inc. Investment Related (Y/N):N Address:1300 Piccard Drive, Suite LL 14, Rockville, MD 20850 Nature of the Business:Association Management Position / Title:Owner, CEO Start Date:April 2017 Hours Devoted per Month - All:20-60 Hours Devoted per Month - During Trading Hours:2-4 Duties:General Ownership Responsibilities
CRS (Client Relationship Summary) - RIA
Click below to view Shawn Patrick Mclaughlin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Shawn Patrick Mclaughlin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 17, 2016 - Present
MCLAUGHLIN RYDER INVESTMENTS, INC.
Office #1: 1421 Prince Street Suite 200, Alexandria, VA 22314RIA
BD
CRD#: 147529
ALEXANDRIA, VA
Current
October 28, 2010 - Present
MCLAUGHLIN RYDER INVESTMENTS, INC.
Office #1: 1421 Prince Street Suite 200, Alexandria, VA 22314RIA
BD
CRD#: 147529
ALEXANDRIA, VA
Past
July 1, 2011 - February 16, 2016
MCLAUGHLIN RYDER ADVISORY SERVICES, LLC
RIA
CRD#: 153668
ALEXANDRIA, VA
Past
January 8, 2008 - May 23, 2011
COBURN & MEREDITH, INC.
RIA
CRD#: 164
ALEXANDRIA, VA
Past
November 5, 2003 - May 23, 2011
COBURN & MEREDITH, INC.
BD
CRD#: 164
ALEXANDRIA, VA
Past
May 8, 1998 - November 12, 2003
LEGG MASON WOOD WALKER, INCORPORATED
RIA
CRD#: 6555
ALEXANDRIA, VA
Past
November 3, 1987 - November 12, 2003
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
October 30, 1987 - November 4, 1987
LEGG MASON MASTEN INC.
BD
CRD#: 2
Past
January 26, 1984 - October 31, 1987
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MR
MCLAUGHLIN RYDER INVESTMENTS, INC.
MCLAUGHLIN RYDER INVESTMENTS, INC. | ZANDER EVANS SECURITIES, INC.
CRD#: 147529 / SEC#: 801-107125, 8-67911
RIA
Registered Investment Advisory firm - SEC (2/9/2016 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/5/2020)
RR
Arizona(6/9/2011)
RR
California(5/23/2011)
RR
Colorado(7/22/2011)
RR
Connecticut(10/13/2015)
RR
Delaware(5/23/2011)
RR
District of Columbia(5/26/2011)
RR
Florida(5/23/2011)
RR
Georgia(5/23/2011)
RR
Illinois(5/23/2011)
RR
Indiana(5/26/2011)
RR
Iowa(5/23/2011)
RR
Kansas(5/25/2011)
RR
Kentucky(1/11/2016)
RR
Louisiana(11/29/2016)
RR
Maryland(5/24/2011)
RR
Massachusetts(5/27/2011)
IAR
Montana(6/29/2022)
RR
Nevada(6/6/2011)
RR
New Jersey(5/23/2011)
RR
New Mexico(11/8/2018)
RR
New York(5/26/2011)
RR
North Carolina(5/23/2011)
RR
Ohio(5/25/2011)
RR
Oklahoma(1/15/2015)
RR
Pennsylvania(5/24/2011)
RR
Tennessee(1/18/2017)
RR
Texas(6/7/2011)
RR
Virginia(5/25/2011)
IAR
Virginia(2/17/2016)
RR
Washington(5/20/2011)
RR
Wisconsin(6/1/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 8/12/1996
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
MR
MCLAUGHLIN RYDER INVESTMENTS, INC.
MCLAUGHLIN RYDER INVESTMENTS, INC. | ZANDER EVANS SECURITIES, INC.
CRD#: 147529 / SEC#: 801-107125, 8-67911
RIA
Registered Investment Advisory firm - SEC (2/9/2016 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1421 Prince Street Suite 200, Alexandria, VA 22314
Mailing Address
1421 Prince Street Suite 200, Alexandria, VA 22314
Phone number
(703) 684-9222
Established
Minnesota since 07/02/2007
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
3
SEC notice filing (20 States and Territories)
FINRA licenses (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 706 |
| AUM (Assets Under Management) | $ 471,632,619 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
