Glen David Strauss
Professional Summary
Glen David Strauss, who also goes by Glen D Strauss, is a registered financial advisor currently at EVOLVE PRIVATE WEALTH, LLC located in Los Angeles, California. Glen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Glen has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 3 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Estate & Legacy Planning
- Investment Management
- Financial Planning
- Risk Management & Insurance
- Retirement Planning
Specializations
Other Aliases
Glen David Strauss, Glen D Strauss
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
42 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
EVOLVE PRIVATE WEALTH, LLC | SLK PRIVATE WEALTH, LLC | SLK PRIVATE WEALTH MANAGEMENT, LLC
Contact Information
Main Address
10877 Wilshire Boulevard Suite 1406, Los Angeles, CA 90024Phone Number
(424) 500-4601# of Employees
17SEC notice filing (18 States and Territories)
Registered to provide investment advisory services in 18 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,940AUM (Assets Under Management)
$2,147,950,288Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
EVOLVE PRIVATE WEALTH, LLC | SLK PRIVATE WEALTH, LLC | SLK PRIVATE WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(1/21/2025)
(1/25/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Sep 1984Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Glen David Strauss's CRS (Customer Relationship Summary).
Services Offered by Glen
- Estate & Legacy Planning
- Investment Management
- Financial Planning
- Risk Management & Insurance
- Retirement Planning
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