JR
James R. Reinhart
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Naperville, IL 60563
Some features on this profile are disabled
CRD#: 1230333
JR
Professional summary
James Ross Reinhart, who also goes by James Reinhart, Jim Reinhart, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Naperville, Illinois and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Naperville, Illinois.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. James has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Reinhart | Jim Reinhart
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INDEPENDENT INSURANCE AGENT, 525 S WASHINGTON ST, NAPERVILLE, IL, 6/1980 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20/WK - 10/TRADING. 2)REINHART & ASSOCIATES TWO MID AMERICA PLAZA STE 725 OAKBROOK TERRACE, IL 60181. BEGAN 4/20/12 AS A CONSULTANT OFFERING ASSISTANCE IN STRUCTURING NEW COMPENSATION AND BUY-OUT AGREEMENTS FOR SMALL BUSINESS. NOT INVESTMENT RELATED. DEVOTES 100 HRS/YR. 50 HRS DURING TRADING. 3)REMEMBER YOUR HEALTH INC, 525 S. WASHINGTON ST, NAPERVILLE, IL, 12/2012 AS PUBLISHER AND AUTHOR OF "A COMPLETELY BALANCED LIFE" & "BALANCE TEN". NIR - 5/WK- 0/TRADING. 4)PURCHASING RETIREMENT TWO MID AMERICA PLAZA STE 725 OAKBROOK TERRACE, IL 60181. BEGAN 5/6/2013 AS OWNER OF TRADEMARK AND DOMAIN NAMES; PLAN ON PURSING DISCUSSION WITH 401(K) VENDORS AND TPA'S ON WHETHER THEY WOULD BE INTERESTED IN PURCHASING THE RIGHTS TO OWN OR LEASE OUR TRADEMARKED 401(K) EDUCATION SYSTEM AND RELATED DOMAIN NAMES. INVESTMENT RELATED. DEVOTES 5 HOURS/MNTH. 1 HR DURING TRADING. 5)1516RJR LLC, 1516 LEGACY CIR #112, NAPERVILLE, IL, 1/2016 AS MANAGEMENT MEMBER OF LLC THAT OWNS OFFICE CONDO. NIR - 1/MO - 0/TRADING. 6)REINHART ACQUISITION GROUP, 1516 LEGACY CIRCLE #112, NAPERVILLE, IL, 10/2015 AS VICE PRESIDENT TO ACQUIRE ANOTHER BUSINESS. NIR - 1/MO - 0/TRADING. 7)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 60/WK - 4/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 8)REINHART & ASSOCIATES, 1516 LEGACY CIRCLE, STE 112, NAPERVILLE, IL, 12/01/20, REFERRAL FEE PLEXUS GROUPE, 1/MO- 0/TRADING 9)1516RJR2LLC, 1516 Legacy Circle, Suite 112, Naperville IL 60563, 10/2022, Owner, Real Estate, NIR, 1 HR/MO - 0 HR/MO Trading.
CRS (Client Relationship Summary) - RIA
Click below to view James Ross Reinhart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2005 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 1516 Legacy Circle Suite 112, Naperville, IL 60563Office #2: 3838 N Ravenswood Ave Ste. 256, Chicago, IL 60613RIA
CRD#: 134139
Naperville, IL
Current
January 11, 2005 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1516 Legacy Circle Suite 112, Naperville, IL 60563Office #2: 3838 N Ravenswood Ave Ste. 256, Chicago, IL 60613BD
CRD#: 39543
Naperville, IL
Past
January 11, 2005 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
RIA
CRD#: 39543
CHICAGO, IL
Past
February 21, 1992 - January 19, 2005
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
May 1, 1985 - February 24, 1992
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
SCHAUMBURG, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/6/2019)
RR
California(9/20/2005)
RR
Colorado(11/1/2013)
RR
Connecticut(7/13/2005)
RR
Florida(3/14/2008)
RR
Georgia(10/15/2015)
RR
Illinois(1/11/2005)
IAR
Illinois(3/28/2005)
RR
Indiana(1/10/2013)
RR
Iowa(3/17/2010)
RR
Massachusetts(6/15/2010)
RR
Michigan(5/15/2015)
RR
Minnesota(1/7/2015)
RR
Nevada(5/13/2025)
RR
New Jersey(1/31/2007)
RR
New York(9/14/2009)
RR
North Carolina(10/16/2015)
RR
Ohio(8/25/2015)
RR
Oregon(5/17/2022)
RR
South Dakota(10/8/2019)
RR
Texas(4/8/2020)
IAR
Texas(4/8/2020)
RR
Utah(4/14/2020)
RR
Vermont(1/10/2017)
RR
Virginia(4/28/2023)
RR
Washington(10/15/2015)
RR
Wisconsin(1/11/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
