Michael J. Hebert
Professional summary
Michael James Hebert, who also goes by Mike J Hebert, Mike James Hebert, is a registered financial professional currently at KITTLE CAPITAL MARKETS, LLC located in Indianapolis, Indiana and TRB CAPITAL MARKETS, LLC located in Harlingen, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1986. Michael has worked at 30 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 10, Series 9, Series 14, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael James Hebert's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2013 - Present
KITTLE CAPITAL MARKETS, LLC
Office #1: 310 E 96th Street Suite 400, Indianapolis, IN 46240November 13, 2023 - Present
TRB CAPITAL MARKETS, LLC
Office #1: 6770 West Expressway 83, Harlingen, TX 78552October 1, 2025 - Present
NHN NEXUS PARTNERS, LLC
Office #1: 2250 Maple Avenue, Los Angeles, CA 90011December 16, 2025 - Present
FB SECURITIES, LLC
Office #1: 301 Congress Avenue Suite 1725, Austin, TX 78701May 22, 2024 - May 30, 2025
AEC TRANSACTION SERVICES LLC
May 21, 2024 - December 5, 2024
ESTRADA HINOJOSA & COMPANY, INC.
November 5, 2020 - May 17, 2021
CABOT LODGE SECURITIES LLC
November 18, 2019 - March 9, 2020
MOODY SECURITIES, LLC
October 17, 2018 - September 10, 2019
OPENDEAL BROKER LLC
May 11, 2018 - September 5, 2018
LINDEN THOMAS AND COMPANY SECURITIES, LLC
June 23, 2016 - July 31, 2018
AFL-CIO ITC FINANCIAL, LLC
February 10, 2015 - October 23, 2015
RHCA SECURITIES, LLC
January 31, 2014 - February 6, 2015
NATIVEONE INSTITUTIONAL TRADING, LLC.
November 6, 2013 - December 19, 2025
KISKI SECURITIES LLC
August 23, 2013 - June 2, 2014
SUPERFUND USA, LLC
February 12, 2013 - July 30, 2013
RCX CAPITAL GROUP, LLC
June 2, 2011 - January 9, 2012
CM SECURITIES, LLC
May 27, 2011 - May 2, 2013
SOUTHSIDE SECURITIES, INC.
October 29, 2010 - November 2, 2011
CHAFFE SECURITIES, INC.
September 13, 2010 - November 30, 2011
CIG SECURITIES
August 12, 2010 - July 25, 2011
USCA SECURITIES LLC
April 20, 2010 - September 3, 2013
VALORES FINAMEX INTERNATIONAL, INC.
January 8, 2010 - November 23, 2010
HARBOR INVESTMENT ADVISORY, LLC
September 27, 2006 - February 21, 2008
J.P. MORGAN SECURITIES INC.
July 1, 2006 - February 21, 2008
J.P. MORGAN SECURITIES INC.
January 25, 2006 - September 27, 2006
BANC ONE SECURITIES CORPORATION
October 3, 2005 - July 1, 2006
BANC ONE SECURITIES CORPORATION
July 23, 2002 - July 27, 2005
STANFORD GROUP COMPANY
July 23, 2002 - July 27, 2005
STANFORD GROUP COMPANY
January 23, 2001 - May 6, 2002
UBS FINANCIAL SERVICES INC.
January 19, 2001 - May 6, 2002
UBS FINANCIAL SERVICES INC.
November 23, 1999 - November 28, 2000
STANFORD GROUP COMPANY
August 14, 1998 - November 18, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 4, 1989 - April 13, 1998
PRUDENTIAL EQUITY GROUP, LLC
January 30, 1987 - January 14, 1989
TRADESTAR INVESTMENTS,INC.
March 20, 1986 - January 1, 1987
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/11/2019)
(3/20/2024)
(1/21/2024)
(5/17/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 10/12/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
FB SECURITIES, LLC
CRD#: 332916 / SEC#: , 8-71300
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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