Beth E. Fawcett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Beth Ervin Fawcett, who also goes by Beth Meri Ervin, Beth Meri Fawcett, was a registered financial professional .
Beth is a previously registered financial professional and started their career in finance in 1984. Beth had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2013 - December 8, 2014
STINSON SECURITIES, LLC
July 20, 2006 - December 23, 2011
ALTA VISTA FINANCIAL, INC.
February 21, 2002 - April 4, 2013
KINSELL, NEWCOMB & DE DIOS, INC
November 9, 2001 - March 25, 2002
MARSHALL FINANCIAL, INC.
February 28, 1985 - November 9, 2001
SECURITIES RESOLUTION CORPORATION
February 21, 1984 - February 1, 1985
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
STINSON SECURITIES, LLC
CRD#: 113004 / SEC#: , 8-53276
Contact information
Documents
Red Flags
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