Mark S. Mcpherson
Professional summary
Mark Stacy Mcpherson is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Scottsdale, Arizona.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1984. Mark has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Stacy Mcpherson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2014 - Present
PURSHE KAPLAN STERLING INVESTMENTS
February 12, 2014 - August 1, 2014
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
July 7, 2008 - July 28, 2025
PUBLIC SAFETY FINANCIAL/GALLOWAY
June 26, 2008 - August 1, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 13, 2003 - June 27, 2008
CETERA ADVISORS LLC
June 13, 2003 - June 27, 2008
CETERA ADVISORS LLC
November 13, 1989 - October 31, 2002
FIDELITY BROKERAGE SERVICES LLC
February 22, 1988 - October 15, 1988
MORGAN STANLEY DW INC.
January 25, 1984 - February 27, 1988
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/14/2014)
(9/15/2025)
(9/11/2025)
(9/12/2025)
(10/2/2014)
(4/2/2024)
(9/9/2025)
(9/12/2025)
Exams
Series 8
Date: 6/15/1992
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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