AB
Amy A. Brandts
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
HERNDON, VA 20170
Some features on this profile are disabled
CRD#: 1228497
AB
Professional summary
Amy Ann Brandts, who also goes by Amy A Brandts, Amy Brandts, Amy Ann Ferezan, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Herndon, Virginia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Herndon, Virginia.
Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Amy has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amy A Brandts | Amy Brandts | Amy Ann Ferezan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SYMPHONY FINANCIAL, 481 CARLISLE DR, STE 202, HERNDON, VA, 10/1983 AS MANAGING MEMBER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2 HR/WK - 0/TRADING. 2) SYMPHONY FINANCIAL PARTNERS LLC, 441 CARLISLE DR, STE A, HERNDON, VA, 1/2017 AS OWNER OF LLC FOR LIABILITY PURPOSES. INV REL - 8 HR/MO - 0 HR/MO TRADING 3) AMY A BRANDTS, 283 ARIEL DR NE, LEESBURG, VA, PERSONAL REAL ESTATE INVESTMENT, 01/15/09, NIR, OWNER, 8 HR/YR- 0/TRADING HR. 4) HAMLET AT LEESBURG HOMEOWNERS ASSOC. C/O GATES HUTSON COMMUNITY MANAGEMENT LLC, 3020 HAMAKER CT #300, FAIRFAX, VA, 12/2016 AS TREASURER. NIR - 5/YR - 0/TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30 HR/WK - 30/TRADING. 09/01/99.
CRS (Client Relationship Summary) - RIA
Click below to view Amy Ann Brandts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2005 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 441 Carlisle Dr. Ste A, Herndon, VA 20170Office #4: 44679 Endicott Drive Ste 300, #516, Ashburn, VA 20147Office #5: 6710 A Rockledge Drive, #400, Bethesda, MD 20817RIA
CRD#: 134139
HERNDON, VA
Current
February 12, 2003 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 441 Carlisle Dr Ste A, Herndon, VA 20170Office #2: 44679 Endicott Drive Ste 300, #516, Ashburn, VA 20147Office #3: 6710 A Rockledge Drive, #400, Bethesda, MD 20817BD
CRD#: 39543
Herndon, VA
Past
February 12, 2003 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
RIA
CRD#: 39543
FAIRFIELD, IA
Past
March 25, 2002 - March 5, 2003
TRUSTED SECURITIES ADVISORS CORP.
RIA
CRD#: 24049
HERNDON, VA
Past
October 31, 2001 - March 5, 2003
TRUSTED SECURITIES ADVISORS CORP.
BD
CRD#: 24049
NEW YORK, NY
Past
December 14, 1998 - October 30, 2001
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
FAIRFIELD, IA
Past
February 21, 1995 - December 18, 1998
CAPITOL SECURITIES MANAGEMENT, INC.
BD
CRD#: 14169
GLEN ALLEN, VA
Past
October 16, 1992 - February 15, 1995
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Past
October 4, 1984 - October 16, 1992
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
Past
February 1, 1984 - August 22, 1984
NYLIFE SECURITIES LLC
BD
CRD#: 5167
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/19/2020)
RR
Arizona(1/2/2009)
RR
California(1/2/2015)
RR
Colorado(4/11/2013)
RR
Connecticut(1/4/2016)
RR
Delaware(1/4/2016)
RR
District of Columbia(2/12/2003)
RR
Florida(1/3/2007)
RR
Illinois(9/9/2019)
RR
Indiana(1/2/2025)
RR
Louisiana(9/9/2019)
RR
Maine(1/3/2017)
RR
Maryland(2/12/2003)
IAR
Maryland(8/24/2016)
RR
Massachusetts(1/4/2016)
RR
Michigan(1/4/2016)
RR
Nevada(9/4/2020)
RR
New Mexico(3/21/2016)
RR
New York(10/23/2019)
RR
North Carolina(1/5/2010)
RR
North Dakota(8/7/2020)
RR
Ohio(2/25/2008)
RR
Pennsylvania(10/13/2005)
RR
Puerto Rico(1/4/2016)
RR
South Carolina(1/4/2016)
RR
Texas(5/12/2014)
IAR
Texas(5/12/2014)
RR
Virginia(2/12/2003)
IAR
Virginia(3/28/2005)
RR
Washington(2/19/2020)
RR
West Virginia(8/31/2011)
RR
Wisconsin(8/1/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
