Daryl W. Gaskin

EAGLE STRATEGIES LLC

PERTH AMBO, NJ

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CRD#: 1228130

Professional summary

Daryl W Gaskin, who also goes by Daryl Windsor Gaskin, Daryl Gaskin, Daryl W Gaskin, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Perth Ambo, New Jersey and NYLIFE SECURITIES LLC located in New York, New York.

Daryl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Daryl has worked at 16 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daryl Windsor Gaskin | Daryl Gaskin | Daryl W Gaskin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daryl W Gaskin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2025 - Present

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

PERTH AMBO, NJ

Current

March 28, 2025 - Present

NYLIFE SECURITIES LLC

Office #1: 51 Madison Avenue, New York, NY 10010

CRD#: 5167

New York, NY

Past

September 5, 2023 - January 2, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Jersey City, NJ

Past

March 16, 2023 - January 2, 2024

MORGAN STANLEY

CRD#: 149777

Jersey City, NJ

Past

March 4, 2021 - September 5, 2023

HARRISDIRECT LLC

RIA

CRD#: 42159

Jersey City, NJ

Past

March 3, 2021 - September 5, 2023

E*TRADE SECURITIES LLC

CRD#: 29106

Jersey City, NJ

Past

September 25, 2017 - January 11, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

SHORT HILLS, NJ

Past

September 18, 2017 - December 31, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Staten Island, NY

Past

September 15, 2017 - January 11, 2021

TD AMERITRADE, INC.

CRD#: 7870

SHORT HILLS, NJ

Past

December 13, 2007 - July 7, 2017

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WOODBRIDGE, NJ

Past

December 7, 2006 - July 7, 2017

EQUITABLE ADVISORS, LLC

CRD#: 6627

WOODBRIDGE, NJ

Past

April 28, 2005 - October 13, 2005

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

January 24, 2005 - April 15, 2005

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

December 1, 2000 - February 22, 2001

NATIONAL CLEARING CORP.

CRD#: 14343

SHERMAN OAKS, CA

Past

October 2, 2000 - November 21, 2000

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

October 2, 2000 - November 21, 2000

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

June 20, 2000 - August 18, 2000

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

March 9, 2000 - April 10, 2000

BNY INVESTMENT CENTER INC.

CRD#: 47683

NEW YORK, NY

Past

January 18, 2000 - February 1, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 27, 1996 - October 19, 1999

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/19/2025)

Alaska
(9/19/2025)

Arizona
(9/19/2025)

Arkansas
(9/19/2025)

California
(9/19/2025)

Colorado
(9/19/2025)

Connecticut
(9/19/2025)

Delaware
(9/19/2025)

District of Columbia
(9/19/2025)

Florida
(9/19/2025)

Georgia
(9/19/2025)

Hawaii
(9/19/2025)

Idaho
(9/19/2025)

Illinois
(9/19/2025)

Indiana
(9/19/2025)

Iowa
(9/19/2025)

Kansas
(9/19/2025)

Kentucky
(9/19/2025)

Louisiana
(9/19/2025)

Maine
(9/19/2025)

Maryland
(9/19/2025)

Massachusetts
(9/19/2025)

Michigan
(9/19/2025)

Minnesota
(9/19/2025)

Mississippi
(9/19/2025)

Missouri
(9/19/2025)

Montana
(9/19/2025)

Nebraska
(9/19/2025)

Nevada
(9/19/2025)

New Hampshire
(9/19/2025)

New Jersey
(3/28/2025)

IAR

New Jersey
(5/19/2025)

New Mexico
(9/19/2025)

New York
(5/21/2025)

IAR

New York
(6/2/2025)

North Carolina
(9/22/2025)

North Dakota
(9/19/2025)

Ohio
(9/21/2025)

Oklahoma
(9/19/2025)

Oregon
(9/19/2025)

Pennsylvania
(9/19/2025)

Rhode Island
(9/19/2025)

South Carolina
(9/19/2025)

South Dakota
(9/19/2025)

Tennessee
(9/19/2025)

Texas
(9/19/2025)

Utah
(9/19/2025)

Vermont
(9/19/2025)

Virginia
(9/19/2025)

Washington
(9/19/2025)

West Virginia
(9/19/2025)

Wisconsin
(9/19/2025)

Wyoming
(9/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/10/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/14/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daryl W. Gaskin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daryl W Gaskin's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

MORGAN STANLEY

MORGAN STANLEY

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

CHASE INVESTMENT SERVICES CORP.

OPPENHEIMER & CO. INC.

NATIONAL CLEARING CORP.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

TD AMERITRADE, INC.

BNY INVESTMENT CENTER INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/10/2007

Series 63

Date: 2/14/2005

SIE

Date: 10/1/2018

Series 7

Date: 1/21/2005

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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