Francine A. Casale
Professional summary
Francine Ann Casale, who also goes by Francine Ann Iardino, Francine Ann Tucker, is a registered financial professional currently at MIZUHO SECURITIES USA LLC located in New York, New York and MIZUHO SECURITIES CANADA INC. located in New York, New York.
Francine is registered as a RR (Registered Representative) and started their career in finance in 1989. Francine has worked at 11 firms and has passed the Series 63, Series 79TO, Series 52TO, Series 99TO, SIE, Series 7, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francine Ann Casale's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 16, 2020 - Present
MIZUHO SECURITIES USA LLC
Office #1: 1285 Avenue Of The Americas , New York, NY 10019June 3, 2021 - Present
MIZUHO SECURITIES CANADA INC.
Office #1: 1285 Avenue Of The Americas , New York, NY 10019April 19, 2016 - January 23, 2020
CANTOR FITZGERALD & CO.
September 5, 2014 - April 13, 2016
NATWEST MARKETS SECURITIES INC.
November 1, 2005 - August 12, 2014
CREDIT SUISSE SECURITIES (USA) LLC
March 8, 2005 - October 27, 2005
OPPENHEIMER & CO. INC.
April 22, 2003 - March 3, 2005
HAPOALIM SECURITIES USA, INC.
October 4, 2001 - November 9, 2001
QUASAR DISTRIBUTORS, LLC
November 16, 1993 - October 4, 2001
FIRST FUND DISTRIBUTORS, INC.
January 19, 1990 - November 16, 1992
EQUITABLE ADVISORS, LLC
October 25, 1989 - November 16, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/16/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
MIZUHO SECURITIES CANADA INC.
CRD#: 300059 / SEC#: , 8-70287
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIZUHO SECURITIES USA LLC | DIRECT OWNER | 19647 |
| MARTINO, MICHAEL BENEDICT | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 4420944 |
| POMPONIO, NICOLA | CHIEF COMPLIANCE OFFICER//DIRECTOR | 4835220 |
| RIZZIERI, GERALD ANTHONY | DIRECTOR | 1751181 |
| TRACHSEL, WILLIAM SCOTT | VICE PRESIDENT/OFFICER | 2518542 |
| TUTTLE, MARK ALLEN | CHIEF EXECUTIVE OFFICER | 2581651 |
| WEISMER, JOSHUA STEVEN | VICE PRESIDENT/OFFICER | 3117586 |
| WONG, DAVID T | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP/PRINCIPAL FINANCIAL OFFICER | 4245078 |
Red Flags
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