Lisa S. Boyer
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Arcola, IL 61910
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CRD#: 1227722
Professional summary
Lisa Sappenfield Boyer, CFP®, who also goes by Lisa Kay Boyer, Lisa Kay Sappenfield, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Arcola, Illinois and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Arcola, Illinois.
Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Lisa has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lisa Kay Boyer | Lisa Kay Sappenfield
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BOYER & SAPPENFIELD INVESTMENT ADVISORS, 102 E MAIN, ARCOLA IL. 09/01/83, INV REL, OWNER DBA, 40 HR/WK- 40/TRADING HR. 2. MACMURRAY COLLEGE BOARD OF TRUSTEES, 447 E. COLLEGE AVE, JACKSONVILLE, IL, BOARD MEMBER, 10/01/2012, NOT INV-REL, 3 HRS/MO 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 5/02/2016 AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 40/TRADING. 4. LISA S BOYER, INDEPENDENT INSURANCE AGENT, 102 E MAIN ST, ARCOLA, IL, 10/08/1983 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/WK - 5/TRADING. 5. BOYER AND SAPPENFIELD INVESTMENT ADVISOR, 102 E MAIN ST, ARCOLA, IL, 1/01/2018, INV REL, AS MAJORITY OWNER OF S CORP-DBA, 20HRS/WK, 20HRS/TRADING. 6. RDM ADVISOR NETWORK, LLC, 557 SOUTHLAKE BLVD STE A, NORTH CHESTERFIELD, VA, 1/01/2018, AS OWNER/PARTNER OF PRODUCER GROUP, INV REL, 1HRS/WK, 1HR/TRADING. 7. ARCOLA SCHOOL DISTRICT, 351 W WASHINGTON ST, ARCOLA, IL, GIRLS BASKETBALL COACH, 10/06/20, NIR, 5/WK- 0/TRADING 8. ARCOLA ECONOMIC DEVELOPMENT COMMITTEE AND INVESTMENT COMPANY, 135 N OAK STREET, ARCOLA, IL, 03/05/21, NIR, BOARD MEMBER, 3 HR/MO- 3/TRADING HR. 9. Lisa Boyer, 102 E Main Streey, Arcola IL 61910, United States, 02/28/2022, Tax Planning, Tax Services, NIR, 6 HR/MO - 0 HR/MO TRADING 10. PARKLAND COLLEGE FOUNDATION BOARD, 2400 W Bradley, Champaign IL 61821, 05/2023, Board Member, NIR, 3 HR/MO - 0 HR/MO TRADING. 11. LISA S BOYER AND FAMILY - RENTALS, 1557 E County Road 600 N, Tuscola IL 61953, United States, 01/2018, Owner, Real Estate, NIR, 0 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Sappenfield Boyer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
May 2, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 102 E Main St, Arcola, IL 61910RIA
CRD#: 134139
Arcola, IL
Current
May 2, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 102 E Main St, Arcola, IL 61910BD
CRD#: 39543
Arcola, IL
Past
October 1, 1997 - May 11, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
ARCOLA, IL
Past
April 1, 1991 - May 11, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
ARCOLA, IL
Past
February 3, 1984 - April 1, 1991
PW SECURITIES, INC.
BD
CRD#: 6775
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/22/2020)
RR
Arizona(5/2/2016)
RR
California(1/4/2019)
RR
Colorado(1/4/2019)
RR
Florida(5/2/2016)
RR
Georgia(5/2/2016)
RR
Illinois(5/2/2016)
IAR
Illinois(5/2/2016)
RR
Indiana(5/13/2016)
RR
Iowa(9/28/2021)
RR
Kansas(1/4/2019)
RR
Kentucky(1/4/2019)
RR
Maine(4/17/2018)
RR
Michigan(5/2/2016)
RR
Minnesota(5/2/2016)
RR
Mississippi(1/4/2019)
RR
Missouri(5/2/2016)
RR
New Mexico(8/22/2025)
RR
North Carolina(1/4/2019)
RR
North Dakota(7/24/2020)
RR
Ohio(3/1/2019)
RR
Oklahoma(11/16/2020)
RR
Tennessee(5/2/2016)
RR
Texas(5/2/2016)
IAR
Texas(5/2/2016)
RR
Utah(6/10/2016)
RR
Virginia(3/29/2021)
RR
Washington(5/2/2016)
RR
West Virginia(12/2/2022)
RR
Wyoming(5/2/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Arcola, IL 61910TRUST BUT VERIFY
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