AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
WH

William E. Hamm

INDEPENDENT FINANCIAL PARTNERS
TAMPA, FL 33607
Some features on this profile are disabled
CRD#: 1227713
WH

Professional summary


William Eugene Hamm JR, CFP®, who also goes by Bill Hamm Jr, William E Hamm, is a registered financial advisor currently at INDEPENDENT FINANCIAL PARTNERS located in Tampa, Florida and IFP SECURITIES, LLC located in Avon Lake, Ohio.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. William has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 24 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Bill Hamm Jr | William E Hamm

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/23/2009:NON-VARIABLE INSURANCE - IFP ADVISORS, INC. - PRESIDENT - LIFE INSURANCE SALES AND SERVICE, FINANCIAL PLANNING, EXECUTIVE BENEFITS PLANNING - SALE AND SERVICE OF LIFE INSURANCE PRODUCTS. - 10% OF TIME SPENT - TAMPA, FL. 2. 12/20/2010:REGISTERED INVESTMENT ADVISOR - INDEPENDENT FINANCIAL PARTNERS - ACTIVITIES MAY INCLUDE FINANCIAL PLANNING, RENDERING INVESTMENT ADVICE FOR A FEE, OR OTHER RELATED FINANCIAL CONSULTING. - 40% OF TIME SPENT - TAMPA, FL. 3. 8/16/2012:NON-VARIABLE INSURANCE - IFP INSURANCE GROUP, INC. - IFP INSURANCE GROUP, INC. IS AN INSURANCE AGENCY THAT IS PARTNERING WITH AGENCYONE AND LPL INSURANCE ASSOCIATES TO DELIVER INSURANCE PRODUCTS TO OUR OSJ COMPLEX. - TIME SPENT15% - TAMPA, FL 4. 2/28/2014:DBAforLPLBusiness(EntityForLPL business) - INDEPENDENT FINANCIAL PARTNERS - INV REL - TAMPA, FL 5. 9/25/2015:IFP Institutional Services Insurance Group - InsuranceAgency - INV REL--AtReportedBusinessLocation(s)--START7/1/15 - 5 HRS/MO DURING SECS TRDG HRS. 6. 11/3/2015:wkw enterprises, inc * BusinessEntityForTax/InvestmentPurposesOnly * inv rel * AtReportedBusinessLocation(s) * start10/1/2014 7. 3/28/2016: IFP Advisors, Inc.; RegisteredInvestmentAdvisorDBA; inv rel; AtReportedBusinessLocation(s); IAR- primary corporation-owner; Time Spent95%. 8. 7/6/2016:MarketPsych Insights - Other-Software program development - INV REL--Start5/1/2016 - 801 s. Grand Ave, Unit 1307, Los Angeles, Ca. 90017 - Partner - Investor and eventual distributor Risk profile software program - 0 Hr/Mo 9. 10/21/2016:IFP Sports and Entertainment LLC - BusinessEntityForTax/InvestmentPurposesOnly - INV REL - 3030 N. ROCKY POINT DR. W, SUITE 700, TAMPA, FL 33609--Start1/1/2012 - 0 Hr/Mo 10. 10/21/2016:IFP Technology - BusinessEntityForTax/InvestmentPurposesOnly - INV REL - 3030 N. ROCKY POINT DR. W, SUITE 700, TAMPA, FL 33609--Start1/1/2011 - 0 Hr/Mo 11. 2/5/2018:No Business Name - NotInvestmentRelated - Phoenix, AZ 85016 - RealEstateRental--Started1/30/2018 - 1HourPerMonthDuringSecuritiesTrading - Sublease Scottsdale space. 12. 5/25/2018:IFP Securities, Inc - InvestmentRelated--AtReportedBusinessLocation(s)--Other-Full service broker dealer--StartDate:5/15/2019 - 180 HoursPerMonthDuringSecuritiesTrading - Per agreement with LPL, IFP will be applying for registration as a full service broker dealer. Will replace LPL as BD.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view William Eugene Hamm JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Current

June 6, 1996 - Present

INDEPENDENT FINANCIAL PARTNERS

Office #1: 3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607
RIA
CRD#: 125112
TAMPA, FL
Current

February 15, 2019 - Present

IFP SECURITIES, LLC

Office #2: 3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607Office #3: 3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607
BD
CRD#: 297287
Avon Lake, OH
Past

July 1, 2016 - September 25, 2018

LPL FINANCIAL LLC

RIA
CRD#: 6413
TAMPA, FL
Past

September 9, 2009 - October 29, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
TAMPA, FL
Past

September 8, 2009 - May 23, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
TAMPA, FL
Past

June 6, 1996 - December 31, 2005

INDEPENDENT FINANCIAL PARTNERS

RIA
CRD#: 125112
TAMPA, FL
Past

April 22, 1996 - September 8, 2009

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
TAMPA, FL
Past

September 3, 1993 - July 17, 1996

NATHAN & LEWIS SECURITIES, INC.

BD
CRD#: 8503
NEW YORK, NY
Past

August 20, 1992 - September 24, 1993

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410
HARTFORD, CT
Past

March 7, 1988 - August 5, 1992

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
WALTHAM, MA
Past

February 16, 1984 - February 23, 1988

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INDEPENDENT FINANCIAL PARTNERS
3 PEAKS FINANCIAL | FIRST FINANCIAL OF CITRUS COUNTY | FIRST FEDERAL | FIORI FINANCIAL GROUP | FINSPIRE, LLC | FINANCIAL STRATEGIES GROUP | FINANCIAL RESOURCE CENTER | FINANCIAL PRESCRIPTIONS | FINANCIAL PLANNING & CONSULTING, LLC | FINANCIAL PARTNERS | FINANCIAL MANAGEMENT STRATEGIES | FIDELIS FIDUCIARY MANAGEMENT | FHD FINANCIAL | FARHAT FINANCIAL SERVICES | FAMILY WEALTH PLANNING PARTNERS | FAMILY RESIDENCE AND ESSENTILA ENTERPRISES | FAGO WEALTH MANAGEMENT | F4 WEALTH ADVISORS | EXEUNT, LLC | EXECUTAX FINANCIAL | EVS FINANCIAL | ERINE S TOLENTINO | EQUITY, INC. | EQUITY WEALTH MANAGEMENT | ENGLUND & LINDSTEADT FINANCIAL ADVISORS | ELLIS-SUMMER GROUP | EDD HOLDER & ASSOCIATES | EBERST WEALTH MANAGEMENT | E2E FINANCIAL | DTY WEALTH PLANNING SOLUTIONS | DT MOREHEAD, INC. | DIVORCE DIRECTION | DIVIDENT WEALTH MANAGEMENT | DIVDEND WEALTH MANAGEMENT | DIRECTIONAL INVESTMENTS | DILL FINANCIAL SERVICES | DICKMAN FINANCIAL SERVICES | DEW FINANCIAL MANAGEMENT GROUP | DEPTOLA | DELOIA WEALTH MANAGEMENT INC. | DELGADO WEALTH MANAGEMENT | DELANEY FINANCIAL GROUP | DELANCEY WEALTH MANAGEMENT, LLC | DEHAAN WEALTH MANAGEMENT | DCS RETIREMENT CONSULTANTS | DCS PENSIONMARK | DAWES WEALTH MANAGEMENT | DAVIS FINANCIAL | DAVIS ADVANTAGE WEALTH MANAGEMENT | DARPEL, DICKMAN & HARRIGAN WEALTH MANAGEMENT | DARPEL WEALTH MANAGEMENT | DAN T. PEACOCK & ASSOCIATES | D. MARTINI AND ASSOCIATES, INC. | CYPRESS CAPITAL | CYCAP, LLC | CUMMINGS CAPITAL MANAGEMENT | CT FINANCIAL INC | CS HUDGENS CAPITAL MANAGEMENT | COVENANT WEALTH MANAGEMENT | COTTON WEALTH MANAGEMENT ASSOCIATES, LLC | CORNERSTONE RETIREMENT ADVISORS, LLC | CORNERSTONE LEGACY WEALTH MANAGEMENT | CONNORS WEALTH MANAGEMENT | COLTON SMITH, LLC | COLLABORATIVE FINANCIAL SOLUTIONS, LLC | COGENT WEALTH MANAGEMENT, LLC | CLEARPOINT FINANCIAL | CLEAR FINANCIAL STRATEGIES | CLEAR ADVICE FINANCIAL | CHEPENIK FINANCIAL | CHANDLER O'REAR & ASSOCIATES | CHAMPION WEALTH MANAGEMENT | CERTA FINANCIAL PLANNING | CENTERPOINTE WEALTH MANAGEMENT | CDS WEALTH MANAGEMENT, INC. | CDS WEALTH MANAGEMENT | CBB FINANCIAL, INC. | CASTRINOS FINANCIAL | CASTNER JOSEPHS RETIREMENT GROUP INC | CASTERLIN & YOST FINANCIAL SERVICE GROUP | CAPITAL RETIREMENT GROUP | CAPITAL CONCLUSIONS CORPORATION | CAPITAL CONCLUSION CORPORATION | CANOPY ASSET MANAGEMENT | CANARY WEALTH STRATEGIES | CAMERON FINANCIAL MANAGEMENT | CALLESEN WEALTH MANAGEMENT | CALLAHAN WEALTH MANAGEMENT | CADEN CAPITAL | BUILDING FINANCIAL STRENGTH | BUELOW FINANCIAL GROUP | BRYSON WEALTH MANAGEMENT | BRYSON FINANCIAL | BROWNING AGENCY OF PONTE VEDRA, INC. | BROWN SERVICES GROUP | BROWN INVESTMENTS | BRIGHTON WEALTH MANAGEMENT | BRANDENBURG FINANCIAL | BOSCH FINANCIAL | BLUEROCK INVESTMENT SERVICES | BLUEPRINT WEALTH MANAGEMENT | BLUEPRINT RETIREMENT | BLUEPRINT FINANCIAL CORPORATION | BJORK ASSET MANAGEMENT | BJORK ASSET MANAGEMENT, INC. | BIG ROCK WEALTH MANAGEMENT | BENEFITS MATRIX, LLC | BENEDICT WEALTH ADVISORY GROUP, LLC | BELL WEALTH MANAGEMENT | BCG TERMINAL FUDNING CO. | BCG PENSIONMARK | BAY AREA WEALTH MANAGEMENT | BARNES CAPITAL GROUP | BARNES & COMPANY INVESTMENT COUNSEL | BANDCO TEVIS INVESTMENT STRATEGIES | BALANCED ASSET STRATEGIES, LTD. | BALANCED ASSET STRATEGIES | B GREEN WEALTH MANAGEMENT | AXIOS ADVISORY GROUP LTD | AWA INVESTMENT ADVISORS | AVILA INVESTMENTS & INSURANCE GROUP | AVENUE WEALTH MANAGEMENT | AUDET WEALTH ADVISORS | AUDET INVESTMENT MANAGEMENT, INC. | ATLANTIC CAPITAL ADVISORS | ATHANASSIE CAPITAL PARTNERS | ASSURE FINANCIAL SERVIXES, LLC | ASSURE FINANCIAL SERVICES, LLC | ASSET ADVISORS | ASHWOOD WEALTH MANAGEMENT | ARENA & BROWN RETIREMENT CONSULTANTS | ANTONETTI CAPITAL MANAGEMENT | ANCHOR WEALTH MANAGEMENT | AMERITRUST CAPITAL MANAGEMENT | AMELIA WEALTH MANAGEMENT | ALL BENEFITS CONSULTING CORP. | ALFORD-JUNGERS FINANCIAL | AFG, LLC | ADVOCATE CONSULTING GROUP | ADVANTAGE BENEFIT SERVICE | ADVANCED STRATEGIES GROUP, LLC | ACUMEN WEALTH ADVISORS | ACUMEN CAPITAL GROUP | ACCORDANCE PRIVATE WEALTH MANAGEMENT | 7620 DIXIE HIGHWAY, LLC | 401K PLAN PROFESSIONALS | 401K MATRIX | 401K ADVISORS, LLC | 401K ADVISORS INTERMOUNTAIN | 360 WEALTH MANAGEMENT...

CRD#: 125112 / SEC#: 801-69511

RIA
Registered Investment Advisory firm - (9/19/2008 Approved)
Florida
Registered Investment Advisory firm - (9/26/2008 Terminated)
Georgia
Registered Investment Advisory firm - (9/26/2008 Terminated)
New York
Registered Investment Advisory firm - (1/10/2005 Cancelled)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/23/2019)
RR
Alaska
(5/23/2019)
RR
Arizona
(5/23/2019)
RR
Arkansas
(5/23/2019)
RR
California
(4/23/2019)
RR
Colorado
(4/25/2019)
RR
Connecticut
(5/23/2019)
RR
Delaware
(5/6/2019)
RR
District of Columbia
(5/23/2019)
IAR
Florida
(6/6/1996)
RR
Florida
(4/22/2019)
RR
Georgia
(4/25/2019)
RR
Hawaii
(5/3/2019)
RR
Idaho
(4/24/2019)
RR
Illinois
(5/23/2019)
RR
Indiana
(5/23/2019)
RR
Iowa
(5/23/2019)
RR
Kansas
(5/23/2019)
RR
Kentucky
(5/23/2019)
RR
Louisiana
(5/23/2019)
RR
Maine
(5/23/2019)
RR
Maryland
(4/15/2019)
RR
Massachusetts
(5/23/2019)
RR
Michigan
(5/23/2019)
RR
Minnesota
(5/23/2019)
RR
Mississippi
(4/23/2019)
RR
Missouri
(5/23/2019)
RR
Montana
(3/27/2019)
RR
Nebraska
(5/23/2019)
RR
Nevada
(5/23/2019)
RR
New Hampshire
(5/23/2019)
RR
New Jersey
(4/24/2019)
RR
New Mexico
(5/23/2019)
RR
New York
(4/24/2019)
RR
North Carolina
(5/23/2019)
RR
North Dakota
(5/1/2019)
RR
Ohio
(5/23/2019)
RR
Oklahoma
(4/23/2019)
RR
Oregon
(4/23/2019)
RR
Pennsylvania
(5/23/2019)
RR
Rhode Island
(5/23/2019)
RR
South Carolina
(5/23/2019)
RR
South Dakota
(5/23/2019)
IAR
Texas
(9/19/2008)
RR
Texas
(5/14/2019)
RR
Utah
(4/8/2019)
RR
Vermont
(5/23/2019)
RR
Virginia
(5/23/2019)
RR
Washington
(4/23/2019)
RR
West Virginia
(5/23/2019)
RR
Wisconsin
(5/23/2019)
RR
Wyoming
(5/10/2019)

Exams


State Security Law Exam
IAR
Series 65
Date: 1/11/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


IF
INDEPENDENT FINANCIAL PARTNERS
3 PEAKS FINANCIAL | FIRST FINANCIAL OF CITRUS COUNTY | FIRST FEDERAL | FIORI FINANCIAL GROUP | FINSPIRE, LLC | FINANCIAL STRATEGIES GROUP | FINANCIAL RESOURCE CENTER | FINANCIAL PRESCRIPTIONS | FINANCIAL PLANNING & CONSULTING, LLC | FINANCIAL PARTNERS | FINANCIAL MANAGEMENT STRATEGIES | FIDELIS FIDUCIARY MANAGEMENT | FHD FINANCIAL | FARHAT FINANCIAL SERVICES | FAMILY WEALTH PLANNING PARTNERS | FAMILY RESIDENCE AND ESSENTILA ENTERPRISES | FAGO WEALTH MANAGEMENT | F4 WEALTH ADVISORS | EXEUNT, LLC | EXECUTAX FINANCIAL | EVS FINANCIAL | ERINE S TOLENTINO | EQUITY, INC. | EQUITY WEALTH MANAGEMENT | ENGLUND & LINDSTEADT FINANCIAL ADVISORS | ELLIS-SUMMER GROUP | EDD HOLDER & ASSOCIATES | EBERST WEALTH MANAGEMENT | E2E FINANCIAL | DTY WEALTH PLANNING SOLUTIONS | DT MOREHEAD, INC. | DIVORCE DIRECTION | DIVIDENT WEALTH MANAGEMENT | DIVDEND WEALTH MANAGEMENT | DIRECTIONAL INVESTMENTS | DILL FINANCIAL SERVICES | DICKMAN FINANCIAL SERVICES | DEW FINANCIAL MANAGEMENT GROUP | DEPTOLA | DELOIA WEALTH MANAGEMENT INC. | DELGADO WEALTH MANAGEMENT | DELANEY FINANCIAL GROUP | DELANCEY WEALTH MANAGEMENT, LLC | DEHAAN WEALTH MANAGEMENT | DCS RETIREMENT CONSULTANTS | DCS PENSIONMARK | DAWES WEALTH MANAGEMENT | DAVIS FINANCIAL | DAVIS ADVANTAGE WEALTH MANAGEMENT | DARPEL, DICKMAN & HARRIGAN WEALTH MANAGEMENT | DARPEL WEALTH MANAGEMENT | DAN T. PEACOCK & ASSOCIATES | D. MARTINI AND ASSOCIATES, INC. | CYPRESS CAPITAL | CYCAP, LLC | CUMMINGS CAPITAL MANAGEMENT | CT FINANCIAL INC | CS HUDGENS CAPITAL MANAGEMENT | COVENANT WEALTH MANAGEMENT | COTTON WEALTH MANAGEMENT ASSOCIATES, LLC | CORNERSTONE RETIREMENT ADVISORS, LLC | CORNERSTONE LEGACY WEALTH MANAGEMENT | CONNORS WEALTH MANAGEMENT | COLTON SMITH, LLC | COLLABORATIVE FINANCIAL SOLUTIONS, LLC | COGENT WEALTH MANAGEMENT, LLC | CLEARPOINT FINANCIAL | CLEAR FINANCIAL STRATEGIES | CLEAR ADVICE FINANCIAL | CHEPENIK FINANCIAL | CHANDLER O'REAR & ASSOCIATES | CHAMPION WEALTH MANAGEMENT | CERTA FINANCIAL PLANNING | CENTERPOINTE WEALTH MANAGEMENT | CDS WEALTH MANAGEMENT, INC. | CDS WEALTH MANAGEMENT | CBB FINANCIAL, INC. | CASTRINOS FINANCIAL | CASTNER JOSEPHS RETIREMENT GROUP INC | CASTERLIN & YOST FINANCIAL SERVICE GROUP | CAPITAL RETIREMENT GROUP | CAPITAL CONCLUSIONS CORPORATION | CAPITAL CONCLUSION CORPORATION | CANOPY ASSET MANAGEMENT | CANARY WEALTH STRATEGIES | CAMERON FINANCIAL MANAGEMENT | CALLESEN WEALTH MANAGEMENT | CALLAHAN WEALTH MANAGEMENT | CADEN CAPITAL | BUILDING FINANCIAL STRENGTH | BUELOW FINANCIAL GROUP | BRYSON WEALTH MANAGEMENT | BRYSON FINANCIAL | BROWNING AGENCY OF PONTE VEDRA, INC. | BROWN SERVICES GROUP | BROWN INVESTMENTS | BRIGHTON WEALTH MANAGEMENT | BRANDENBURG FINANCIAL | BOSCH FINANCIAL | BLUEROCK INVESTMENT SERVICES | BLUEPRINT WEALTH MANAGEMENT | BLUEPRINT RETIREMENT | BLUEPRINT FINANCIAL CORPORATION | BJORK ASSET MANAGEMENT | BJORK ASSET MANAGEMENT, INC. | BIG ROCK WEALTH MANAGEMENT | BENEFITS MATRIX, LLC | BENEDICT WEALTH ADVISORY GROUP, LLC | BELL WEALTH MANAGEMENT | BCG TERMINAL FUDNING CO. | BCG PENSIONMARK | BAY AREA WEALTH MANAGEMENT | BARNES CAPITAL GROUP | BARNES & COMPANY INVESTMENT COUNSEL | BANDCO TEVIS INVESTMENT STRATEGIES | BALANCED ASSET STRATEGIES, LTD. | BALANCED ASSET STRATEGIES | B GREEN WEALTH MANAGEMENT | AXIOS ADVISORY GROUP LTD | AWA INVESTMENT ADVISORS | AVILA INVESTMENTS & INSURANCE GROUP | AVENUE WEALTH MANAGEMENT | AUDET WEALTH ADVISORS | AUDET INVESTMENT MANAGEMENT, INC. | ATLANTIC CAPITAL ADVISORS | ATHANASSIE CAPITAL PARTNERS | ASSURE FINANCIAL SERVIXES, LLC | ASSURE FINANCIAL SERVICES, LLC | ASSET ADVISORS | ASHWOOD WEALTH MANAGEMENT | ARENA & BROWN RETIREMENT CONSULTANTS | ANTONETTI CAPITAL MANAGEMENT | ANCHOR WEALTH MANAGEMENT | AMERITRUST CAPITAL MANAGEMENT | AMELIA WEALTH MANAGEMENT | ALL BENEFITS CONSULTING CORP. | ALFORD-JUNGERS FINANCIAL | AFG, LLC | ADVOCATE CONSULTING GROUP | ADVANTAGE BENEFIT SERVICE | ADVANCED STRATEGIES GROUP, LLC | ACUMEN WEALTH ADVISORS | ACUMEN CAPITAL GROUP | ACCORDANCE PRIVATE WEALTH MANAGEMENT | 7620 DIXIE HIGHWAY, LLC | 401K PLAN PROFESSIONALS | 401K MATRIX | 401K ADVISORS, LLC | 401K ADVISORS INTERMOUNTAIN | 360 WEALTH MANAGEMENT...

CRD#: 125112 / SEC#: 801-69511

RIA
Registered Investment Advisory firm - (9/19/2008 Approved)
Florida
Registered Investment Advisory firm - (9/26/2008 Terminated)
Georgia
Registered Investment Advisory firm - (9/26/2008 Terminated)
New York
Registered Investment Advisory firm - (1/10/2005 Cancelled)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607
Mailing Address
Phone number
(813) 341-0960
Established
Firm type
Fiscal year end
# of Employees
267

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A BROCHURE - IFP - SEPT 2025 (11/7/2025)

Regulatory assets under management


Total Number of Accounts45,782
AUM (Assets Under Management)$ 12,538,891,425

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
11/30/2023
Cover Page
08/28/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INDEPENDENT FINANCIAL PARTNERS

CRD#: 125112Tampa, FL 33607

TRUST BUT VERIFY

Monitor William Hamm

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


John Jaime Valencia
John ValenciaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
LARGO, FL
Spiros Vassilakos
Spiros VassilakosAdvisorCheck Check Mark
CSENGE ADVISORY GROUP, LLC
IAR
Tarpon Springs, FL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics