William E. Hamm
Professional summary
William Eugene Hamm JR, CFP®, who also goes by Bill Hamm Jr, William E Hamm, is a registered financial advisor currently at INDEPENDENT FINANCIAL PARTNERS located in Tampa, Florida and IFP SECURITIES, LLC located in Avon Lake, Ohio.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. William has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Eugene Hamm JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 1996 - Present
INDEPENDENT FINANCIAL PARTNERS
Office #1: 3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607February 15, 2019 - Present
IFP SECURITIES, LLC
Office #2: 3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607Office #3: 3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607July 1, 2016 - September 25, 2018
LPL FINANCIAL LLC
September 9, 2009 - October 29, 2015
LPL FINANCIAL LLC
September 8, 2009 - May 23, 2019
LPL FINANCIAL LLC
June 6, 1996 - December 31, 2005
INDEPENDENT FINANCIAL PARTNERS
April 22, 1996 - September 8, 2009
MUTUAL SERVICE CORPORATION
September 3, 1993 - July 17, 1996
NATHAN & LEWIS SECURITIES, INC.
August 20, 1992 - September 24, 1993
WS GRIFFITH SECURITIES, INC.
March 7, 1988 - August 5, 1992
COMMONWEALTH FINANCIAL NETWORK
February 16, 1984 - February 23, 1988
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
INDEPENDENT FINANCIAL PARTNERS
CRD#: 125112 / SEC#: 801-69511
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
INDEPENDENT FINANCIAL PARTNERS
CRD#: 125112 / SEC#: 801-69511
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 45,782 |
| AUM (Assets Under Management) | $ 12,538,891,425 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/30/2023 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INDEPENDENT FINANCIAL PARTNERS
CRD#: 125112Tampa, FL 33607TRUST BUT VERIFY
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