Andrew S. Brenner

NATALLIANCE SECURITIES

Delray Beach, FL 33444

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CRD#: 1227535

Professional summary

Andrew Scott Brenner, who also goes by Andy Brenner, is a registered financial professional currently at NATALLIANCE SECURITIES, LLC located in Delray Beach, Florida.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 1987. Andrew has worked at 8 firms and has passed the Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 9, Series 10, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andy Brenner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Scott Brenner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2012 - Present

NATALLIANCE SECURITIES, LLC

Office #1: 301 W. Atlantic Ave, Ste 0-8, Delray Beach, FL 33444

CRD#: 39455

Delray Beach, FL

Past

October 19, 2009 - May 7, 2012

GUGGENHEIM SECURITIES, LLC

CRD#: 40638

NEW YORK, NY

Past

February 27, 2007 - September 17, 2009

MF GLOBAL INC.

CRD#: 6731

NEW YORK, NY

Past

August 10, 2001 - January 29, 2007

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

Past

June 3, 1997 - August 10, 2001

NEWEDGE USA, LLC

CRD#: 36118

CHICAGO, IL

Past

February 26, 1997 - May 8, 1997

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

NEW YORK, NY

Past

November 7, 1996 - May 8, 1997

TULLETT LIBERTY BROKERAGE INC.

CRD#: 19717

JERSEY CITY, NJ

Past

September 16, 1987 - January 1, 1997

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(1/9/2013)

New York
(8/21/2012)

Texas
(1/9/2013)

Exams

State Security Law Exam

Series 63

Date: 1/31/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 8/28/2003

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 11/24/2002

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/18/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 12/7/2005

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 7/28/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 53

Date: 10/28/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/28/1995

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NATALLIANCE SECURITIES, LLC

CRD#: 39455 / SEC#: , 8-48723

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

3101 Bee Cave Rd Suite 800, Austin, TX 78701

Mailing Address

3101 Bee Cave Rd Suite 270, Austin, TX 78746

Phone number

(512) 609-1700

Established

Delaware since 12/31/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (46 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
NATALLIANCE HOLDING COMPANY LLC	OWNER
ADAMS, JASON	BOARD MEMBER	2690575
BRENNER, ANDREW SCOTT	BOARD MEMBER	1227535
BUSH, FRED COSTON	CFO/COO	3075024
CARREON, MICHELLE ELLIS	CCO	4861485
GIORDANO, MICHAEL JAMES	BOARD MEMBER	5942248
HENDRICKSON, GEORGE ALEXANDER BROWN	BOARD MEMBER	2382347
LIEPMAN, JOHN FRANCIS	BOARD MEMBER	2037298
LOERCH, SAMUEL JAMES	BOARD MEMBER	1195328
SALTER, MARK MYLES	BOARD MEMBER/CEO/PRESIDENT	1180139
TAYLOR, BRADFORD STEPHEN	BOARD MEMBER	5751455

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Andrew S. Brenner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Scott Brenner's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUGGENHEIM SECURITIES, LLC

MF GLOBAL INC.

HAPOALIM SECURITIES USA, INC.

NEWEDGE USA, LLC

TULLETT PREBON FINANCIAL SERVICES LLC

TULLETT LIBERTY BROKERAGE INC.

NOMURA SECURITIES INTERNATIONAL, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/31/1990

Series 52TO

Date: 9/25/2025

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 8/28/2003

Series 3

Date: 11/24/2002

Series 7

Date: 6/18/1988

Series 9

Date: 12/7/2005

Series 10

Date: 7/28/2005

Series 53

Date: 10/28/2003

Series 24

Date: 12/28/1995

FINRA

Current Firm

NATALLIANCE SECURITIES, LLC

Contact information

FINRA licenses (46 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NATALLIANCE SECURITIES, LLC

TRUST BUT VERIFY

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