Darryl L. Proctor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darryl Louis Proctor was a registered financial professional .
Darryl is a previously registered financial professional and started their career in finance in 1987. Darryl had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2016 - August 19, 2019
TRIUMPH WEALTH ADVISORS, INC.
July 15, 2016 - August 19, 2019
TAYLOR CAPITAL MANAGEMENT INC.
August 11, 2011 - July 22, 2014
G. A. REPPLE & COMPANY
May 26, 2011 - August 5, 2011
ORION TRADING, LLC
June 12, 2006 - July 1, 2009
PARK FINANCIAL GROUP, INC.
August 25, 2004 - November 30, 2005
EMPIRE FINANCIAL GROUP, INC.
June 27, 2003 - August 20, 2004
PARK FINANCIAL GROUP, INC.
April 9, 2003 - November 3, 2004
SIERRA EQUITY GROUP LLC
October 31, 2001 - August 23, 2002
VFINANCE INVESTMENTS, INC
May 16, 1996 - April 19, 2001
PROGRAM TRADING CORP.
February 16, 1995 - May 24, 1996
STEIN, SHORE SECURITIES, INC.
April 21, 1987 - December 31, 1994
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TRIUMPH WEALTH ADVISORS, INC.
CRD#: 153175 / SEC#: 801-79603
Contact information
Regulatory assets under management
| Total Number of Accounts | 252 |
| AUM (Assets Under Management) | $ 30,337,210 |
Red Flags
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