Dennis K. Karasik

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CRD#: 1227463

Professional summary

Dennis Keith Karasik was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Dennis is a previously registered financial advisor and started their career in finance in 1984. Prior to being barred, Dennis had worked at 6 firms, which includes GROVE POINT INVESTMENTS LLC, CETERA ADVISORS LLC, NEW ENGLAND SECURITIES, EQUITY SERVICES INC., VIP FINANCIAL COMPANIES INC., MML INVESTORS SERVICES LLC.

Question & Answer

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Aliases

Keith Karasik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 19, 2012 - February 27, 2013

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

PARKTON, MD

Past

January 4, 2012 - February 27, 2013

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

PARKTON, MD

Past

June 2, 2006 - December 31, 2011

CETERA ADVISORS LLC

RIA

CRD#: 10299

PARKTON, MD

Past

June 2, 2006 - December 31, 2011

CETERA ADVISORS LLC

CRD#: 10299

PARKTON, MD

Past

October 29, 2003 - May 30, 2006

NEW ENGLAND SECURITIES

RIA

CRD#: 615

HUNT VALLEY, MD

Past

October 7, 2003 - May 30, 2006

NEW ENGLAND SECURITIES

CRD#: 615

HUNT VALLEY, MD

Past

March 18, 2002 - September 19, 2003

EQUITY SERVICES, INC.

RIA

CRD#: 265

HUNT VALLEY, MD

Past

September 10, 1996 - September 19, 2003

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

September 23, 1992 - December 31, 1995

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

August 29, 1990 - October 9, 1992

VIP FINANCIAL COMPANIES, INC.

CRD#: 18892

Past

January 29, 1987 - July 25, 1990

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

February 27, 1984 - October 25, 1985

NEW ENGLAND SECURITIES

CRD#: 615

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/26/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/18/1984

General Securities Representative Examination

Current Firm

GROVE POINT INVESTMENTS, LLC

CAPITAL FINANCIAL SECURITIES CORPORATION | HIBBARD-BECK, INC. | H. BECK, INC. | GROVE POINT INVESTMENTS, LLC | ESTATE INVESTMENT COMPANY

CRD#: 1763 / SEC#: 801-undefined, 8-31165

Terminated by SEC on 09/30/2025

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Contact information

Main Address

2440 Research Boulevard Suite 500, Rockville, MD 20850

Mailing Address

Phone number

Established

Delaware since 04/01/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

Name	Position	CRD#
GROVE POINT FINANCIAL, LLC	MEMBER
BEARD, KEVIN LAWRENCE	PRESIDENT	2789109
HAWLEY, AMANDA CANDELMO	CORPORATE SECRETARY	3214453
TYMKIW, TRISHA	PRINCIPAL FINANCIAL OFFICER	3197368
WORSHAM, SANDRA RENEE	CHIEF COMPLIANCE OFFICER	2444134

Disclosures

Regulatory Event	17
Arbitration	3
Bond	1

Red Flags

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Firm Stability Insights

Dennis K. Karasik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GROVE POINT INVESTMENTS, LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

CETERA ADVISORS LLC

VIP FINANCIAL COMPANIES, INC.

MML INVESTORS SERVICES, LLC

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 66

Date: 2/26/2002

Series 7

Date: 2/18/1984

Current Firm

GROVE POINT INVESTMENTS, LLC

Contact information

FINRA licenses (4 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GROVE POINT INVESTMENTS, LLC

TRUST BUT VERIFY

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