Robert B. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Bernhard Johnson was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1997. Robert had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2018 - January 10, 2020
SHERIDAN ROAD ADVISORS, LLC, A HUB INTERNATIONAL COMPANY
October 26, 2016 - December 31, 2018
INDEPENDENT FINANCIAL PARTNERS
July 12, 2010 - December 24, 2019
LPL FINANCIAL LLC
September 8, 2009 - December 24, 2019
LPL FINANCIAL LLC
October 10, 2008 - November 3, 2011
GALLACHER CAPITAL MANAGEMENT, LLC
March 14, 2008 - October 13, 2008
MUTUAL SERVICE CORPORATION
November 26, 2002 - September 8, 2009
MUTUAL SERVICE CORPORATION
April 11, 1997 - March 23, 2001
EMPOWER FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SHERIDAN ROAD ADVISORS, LLC, A HUB INTERNATIONAL COMPANY
CRD#: 293807 / SEC#: 801-113426
Contact information
Regulatory assets under management
| Total Number of Accounts | 882 |
| AUM (Assets Under Management) | $ 12,046,796,632 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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