Edwin G. Obrien
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwin Gerard Obrien, who also goes by Edwin Gerard Obrien, was a registered financial professional .
Edwin is a previously registered financial professional and started their career in finance in 1993. Edwin had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2023 - March 7, 2025
TP ICAP GLOBAL MARKETS AMERICAS LLC
February 11, 2015 - September 15, 2023
MAREX CAPITAL MARKETS INC.
February 23, 2012 - October 3, 2013
TRADEPRO SECURITIES, LLC.
February 3, 2010 - February 16, 2012
TP ICAP GLOBAL MARKETS AMERICAS LLC
July 15, 2003 - July 17, 2009
MF GLOBAL INC.
May 1, 2001 - May 1, 2003
J.P. MORGAN SECURITIES INC.
October 20, 2000 - May 1, 2001
JPMSI
September 1, 1998 - August 10, 2000
CITIGROUP GLOBAL MARKETS INC.
February 17, 1993 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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