Robert A. Mclemore
Professional summary
Robert Alan Mclemore, who also goes by Robert Mclemore, is a registered financial advisor currently at ABBOT FINANCIAL MANAGEMENT, INC located in Pawley's Island, South Carolina.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Robert has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Alan Mclemore's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 20, 2006 - Present
ABBOT FINANCIAL MANAGEMENT, INC
May 19, 2000 - September 30, 2016
WINSLOW, EVANS & CROCKER, INC.
July 31, 1993 - May 25, 2000
CITIGROUP GLOBAL MARKETS INC.
April 11, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
October 1, 1987 - April 11, 1988
E. F. HUTTON & COMPANY INC
January 25, 1984 - September 3, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ABBOT FINANCIAL MANAGEMENT, INC
CRD#: 111040 / SEC#: 801-19944
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/20/2006)
(7/15/2019)
Exams
Current Firm
ABBOT FINANCIAL MANAGEMENT, INC
CRD#: 111040 / SEC#: 801-19944
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 515 |
| AUM (Assets Under Management) | $ 302,994,864 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 08/26/2024 | ||
| 03/12/2024 |
Red Flags
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