Rodney E. Damon
Professional summary
Rodney Earl Damon is a registered financial professional currently at HUNTINGTON SECURITIES, INC. located in Little Rock, Arkansas.
Rodney is registered as a RR (Registered Representative) and started their career in finance in 1984. Rodney has worked at 14 firms and has passed the Series 63, Series 72, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rodney Earl Damon's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2020 - Present
HUNTINGTON SECURITIES, INC.
Office #1: 11518 Fairview Rd, Little Rock, AR 72212April 22, 2019 - October 5, 2020
MAREX CAPITAL MARKETS INC.
November 5, 2002 - March 12, 2019
BOK FINANCIAL SECURITIES, INC.
July 5, 1994 - November 5, 2002
STEPHENS
March 26, 1993 - July 7, 1994
PRUDENTIAL EQUITY GROUP, LLC
January 1, 1991 - March 15, 1993
VINING-SPARKS IBG, LLC
August 11, 1989 - March 15, 1993
ICBA SECURITIES
June 1, 1987 - January 1, 1991
VINING-SPARKS SECURITIES, INC.
May 1, 1986 - May 21, 1987
TMA GOVERNMENT SECURITIES, LTD.
August 27, 1985 - April 16, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 12, 1985 - July 15, 1985
BRITTENUM & ASSOCIATES, INC.
December 5, 1984 - February 19, 1985
COLLINS SECURITIES CORPORATION
September 17, 1984 - December 27, 1985
UBS FINANCIAL SERVICES INC.
January 25, 1984 - December 10, 1984
T. J. RANEY & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
HUNTINGTON SECURITIES, INC.
CRD#: 2261 / SEC#: , 8-5761
Contact information
FINRA licenses (29 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | DIRECT OWNER | |
| BEEKMAN, TODD ANDREW | DIRECTOR | 6291198 |
| BORRELLI, MARK ROBERT | GENERAL COUNSEL/SECRETARY | 6803711 |
| COSTANZO, SAMANTHA ANN | DIRECTOR | 4133695 |
| DIBOWSKI, TERRA | HEAD OF BROKERAGE OPERATIONS | 5468840 |
| FITZSIMMONS, DAVID RAYMOND | HEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR | 4245434 |
| HERBERT, KATHERINE ELEANOR | CONTROLLER/FINOP | 6412263 |
| KLEINMAN, SCOTT DAVID | DIRECTOR | 2357636 |
| MILCETICH, MATTHEW LOUIS | PRESIDENT | 6419334 |
| SZWAGULAK, JOHN W III | CHIEF COMPLIANCE OFFICER | 4033023 |
| WALTHER, KATHLEEN | DIRECTOR | 7858303 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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