Mark F. Seidenburg
Professional summary
Mark Francis Seidenburg, who also goes by Mark F Seidenburg, Mark Seidenburg, is a registered financial professional currently at MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1984. Mark has worked at 10 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Francis Seidenburg's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2021 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240October 12, 2011 - May 24, 2017
OSAIC FA, INC.
September 30, 2011 - May 24, 2017
OSAIC FA, INC.
March 10, 2011 - December 31, 2012
LINCOLN FINANCIAL DISTRIBUTORS, INC.
November 4, 2010 - March 15, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 4, 2010 - March 15, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 3, 2009 - March 11, 2010
STATE FARM VP MANAGEMENT CORP.
July 31, 2008 - September 23, 2009
WELLS FARGO CLEARING SERVICES, LLC
May 9, 2008 - September 23, 2009
WELLS FARGO CLEARING SERVICES, LLC
July 23, 2003 - July 23, 2003
NEW ENGLAND SECURITIES
July 23, 2003 - December 4, 2007
ADP BROKER-DEALER, INC.
July 23, 1985 - January 9, 1990
BCG SECURITIES, INC.
February 16, 1984 - March 30, 1984
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/11/2021)
(6/8/2021)
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(6/9/2021)
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(6/10/2021)
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(6/21/2021)
(6/10/2021)
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(6/16/2021)
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(7/19/2021)
(6/7/2021)
Exams
FINRA
Current Firm
MISSIONSQUARE INVESTMENT SERVICES
CRD#: 23189 / SEC#: , 8-40268
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION D/B/A MISSIONSQUARE RETIREMENT | MEMBER/OWNER | |
| GANEY, PETER DAVIDSON | MANAGER | 2282691 |
| HOGENDORN, SHANNON DANIEL | CHIEF OPERATIONS OFFICER | 3221945 |
| HOGENDORN, SHANNON DANIEL | PRINCIPAL MANAGER | 3221945 |
| RICHARDS, CLIFF LAWRENCE | CHIEF COMPLIANCE OFFICER | 2974428 |
| WHITTY, RICHARD PATRICK | TREASURER/FINOP | 1988149 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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