Marc A. Leibson

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CRD#: 1224933

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Marc Adam Leibson was a registered financial professional .

Marc is a previously registered financial professional and started their career in finance in 1984. Marc had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 21, 2006 - April 16, 2024

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 111135

HIGHLAND PARK, IL

Past

January 3, 1998 - December 31, 2009

MESIROW FINANCIAL, INC.

RIA

CRD#: 2764

DELRAY BEACH, FL

Past

December 15, 1993 - April 16, 2024

MESIROW FINANCIAL, INC.

CRD#: 2764

CHICAGO, IL

Past

December 19, 1986 - January 1, 1994

MESIROW INVESTMENT SERVICES, INC.

CRD#: 15113

Past

September 25, 1984 - January 7, 1987

MESIROW FINANCIAL, INC.

CRD#: 2764

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

MESIROW ASSET MANAGEMENT INC | MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

CRD#: 111135 / SEC#: 801-27047

RIA

Registered Investment Advisory firm - (5/15/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/26/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/23/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/14/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/15/1984

General Securities Representative Examination

Current Firm

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

MESIROW ASSET MANAGEMENT INC | MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

CRD#: 111135 / SEC#: 801-27047

RIA

Registered Investment Advisory firm - (5/15/1986 Approved)

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Contact information

Main Address

353 N. Clark St, Chicago, IL 60654

Mailing Address

Phone number

(800) 621-4421

Established

Firm type

Fiscal year end

# of Employees

197

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. - INSTITUTIONAL REAL ESTATE, DIRECT INVESTMENTS (6/24/2025)

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. - FIDUCIARY SOLUTIONS (6/24/2025)

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. - FRONT BARNETT, A DIVISION OF WEALTH MANAGEMENT (6/24/2025)

MESIROW FINANCIAL INVESTMENT MANAGEMENT INC. - WEALTH MANAGEMENT (6/24/2025)

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. - CURRENCY MANAGEMENT (6/24/2025)

Regulatory assets under management

Total Number of Accounts	14,109
AUM (Assets Under Management)	$ 43,420,623,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/11/2025	Cover Page	Report
07/18/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Marc A. Leibson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MESIROW FINANCIAL, INC.

MESIROW FINANCIAL, INC.

MESIROW INVESTMENT SERVICES, INC.

MESIROW FINANCIAL, INC.

Primary Firm SEC Registration

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/26/1998

Series 63

Date: 10/23/1984

SIE

Date: 10/1/2018

Series 3

Date: 10/14/1985

Series 7

Date: 9/15/1984

Current Firm

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

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