Geoffrey S. Nadler

Some features on this profile are disabled

CRD#: 1224732

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Geoffrey Scott Nadler, who also goes by Geoff Nadler, Geoffrey S Nadler, Geoffrey Scott Nadler, Geoffrey S. Nadler, was a registered financial professional .

Geoffrey is a previously registered financial professional and started their career in finance in 1984. Geoffrey had worked at 18 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Geoff Nadler | Geoffrey S Nadler | Geoffrey Scott Nadler | Geoffrey S. Nadler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 18, 2024 - July 15, 2025

STIRLINGSHIRE INVESTMENTS

RIA

CRD#: 327779

Atlanta, GA

Past

May 29, 2024 - July 15, 2025

STIRLINGSHIRE INVESTMENTS

CRD#: 310576

NEW YORK CITY, NY

Past

April 6, 2023 - December 11, 2023

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

Alpharetta, GA

Past

April 4, 2023 - December 11, 2023

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

Alpharetta, GA

Past

April 1, 2022 - November 16, 2022

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

St. Augustine, FL

Past

March 31, 2022 - November 16, 2022

CHARLES SCHWAB & CO., INC.

CRD#: 5393

St. Augustine, FL

Past

March 10, 2008 - February 17, 2022

EDWARD JONES

RIA

CRD#: 250

ST AUGUSTINE, FL

Past

March 7, 2008 - February 17, 2022

EDWARD JONES

CRD#: 250

ST AUGUSTINE, FL

Past

September 27, 2006 - March 14, 2008

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

JACKSONVILLE, FL

Past

September 21, 2006 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

JACKSONVILLE, FL

Past

September 21, 2006 - March 14, 2008

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

JACKSONVILLE, FL

Past

August 9, 2006 - September 28, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

JACKSONVILLE, FL

Past

June 16, 2006 - September 28, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

JACKSONVILLE, FL

Past

March 1, 2004 - October 6, 2005

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

June 18, 2003 - March 1, 2004

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

August 15, 2001 - June 16, 2003

LPL FINANCIAL LLC

RIA

CRD#: 6413

W. MILTON, OH

Past

July 31, 2001 - June 16, 2003

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

November 23, 1999 - May 31, 2001

FIRSTMERIT SECURITIES, INC.

CRD#: 35057

AKRON, OH

Past

March 12, 1999 - December 7, 1999

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

September 25, 1998 - October 20, 1998

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

April 7, 1998 - September 3, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 13, 1995 - April 7, 1998

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

February 21, 1995 - September 5, 1995

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

January 25, 1984 - February 22, 1995

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STIRLINGSHIRE INVESTMENTS

STIRLINGSHIRE INVESTMENTS | STIRLINGSHIRE RIA LLC. | STIRLINGSHIRE RIA LLC

CRD#: 327779 / SEC#: 801-128665

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/7/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/1/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/1984

General Securities Representative Examination

Current Firm

STIRLINGSHIRE INVESTMENTS

STIRLINGSHIRE INVESTMENTS | STIRLINGSHIRE RIA LLC. | STIRLINGSHIRE RIA LLC

CRD#: 327779 / SEC#: 801-128665

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

15 W 38th St. #704, New York, NY 10018

Mailing Address

Phone number

(877) 600-7026

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STIRLINGSHIRE ADV PART 2 (10/22/2025)

Regulatory assets under management

Total Number of Accounts	1,135
AUM (Assets Under Management)	$ 179,802,588

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Geoffrey S. Nadler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STIRLINGSHIRE INVESTMENTS

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

EDWARD JONES

EDWARD JONES

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

ALLSTATE FINANCIAL SERVICES, LLC

AMSOUTH INVESTMENT SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIRSTMERIT SECURITIES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

FIRST UNION BROKERAGE SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

OSAIC WEALTH, INC.

WACHOVIA SECURITIES, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

STIRLINGSHIRE INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/7/2006

Series 63

Date: 2/1/1984

SIE

Date: 10/1/2018

Series 7

Date: 1/21/1984

Current Firm

STIRLINGSHIRE INVESTMENTS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STIRLINGSHIRE INVESTMENTS

TRUST BUT VERIFY

Similar Advisors