Beverly B. Arias
Professional summary
Beverly Blanche Arias, who also goes by Beverly B Arias, is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Sarasota, Florida and TRANSAMERICA INVESTORS SECURITIES, LLC located in Sarasota, Florida.
Beverly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Beverly has worked at 18 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Beverly Blanche Arias's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2018 - Present
TRANSAMERICA RETIREMENT ADVISORS, LLC
December 20, 2017 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
December 11, 2014 - December 6, 2017
PNC WEALTH MANAGEMENT LLC
November 3, 2014 - December 6, 2017
PNC WEALTH MANAGEMENT LLC
October 25, 2011 - October 29, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 25, 2011 - October 29, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 30, 2010 - September 2, 2011
MORGAN STANLEY
April 19, 2010 - September 2, 2011
MORGAN STANLEY
June 19, 2006 - October 22, 2009
WELLS FARGO CLEARING SERVICES, LLC
February 16, 2006 - October 22, 2009
WELLS FARGO CLEARING SERVICES, LLC
January 4, 2005 - August 16, 2005
SECU BROKERAGE SERVICES
October 31, 2003 - October 6, 2004
AMERITAS INVESTMENT COMPANY, LLC
March 21, 2001 - October 31, 2003
THE ADVISORS GROUP, INC.
March 12, 1999 - March 12, 2001
CHASE INVESTMENT SERVICES CORP.
February 25, 1997 - May 1, 1998
FISERV INVESTOR SERVICES, INC.
November 4, 1996 - February 25, 1997
CHASE INVESTMENT SERVICES CORP.
May 17, 1995 - December 31, 1995
CONSECO SECURITIES, INC.
February 1, 1995 - April 7, 1995
FISERV INVESTOR SERVICES, INC.
June 15, 1990 - February 1, 1995
CAPITAL BROKERAGE CORPORATION
July 12, 1988 - May 25, 1990
FINANCIAL HORIZONS SECURITIES CORPORATION
March 6, 1987 - June 22, 1988
MORGAN STANLEY DW INC.
April 8, 1986 - April 14, 1987
LEHMAN BROTHERS INC.
July 26, 1985 - December 26, 1985
BARCLAY INVESTMENTS LLC
January 17, 1985 - July 15, 1985
FAHNESTOCK INTERNATIONAL INC.
December 21, 1983 - January 11, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
