Kenneth C. Oliver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Christopher Oliver was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1983. Kenneth had worked at 3 firms and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2004 - November 22, 2021
DUNES SECURITIES CORPORATION
August 13, 1990 - July 2, 1991
CONDOMINIUM HOTELS INTERNATIONAL, INC.
December 22, 1983 - August 28, 1989
CONDOMINIUM HOTELS INTERNATIONAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DUNES SECURITIES CORPORATION
CRD#: 127394 / SEC#: , 8-65990
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOWASCHINSKI, EDWARD BERNARD | CEO / CFO / CCO | 1592996 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
