Charles W. Shirey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Wyman Shirey, who also goes by Charles Wymon Shirey, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1984. Charles had worked at 12 firms and has passed the Series 63, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2009 - December 31, 2019
SHIREY CAPITAL MANAGEMENT, INC.
September 15, 2008 - July 17, 2009
CULLUM & BURKS SECURITIES, INC.
September 9, 2008 - July 17, 2009
CULLUM & BURKS SECURITIES, INC.
August 1, 2008 - September 5, 2008
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 1, 2008 - September 5, 2008
CAMBRIDGE INVESTMENT RESEARCH, INC.
May 18, 2000 - August 7, 2008
SECURITIES AMERICA ADVISORS, INC.
March 2, 2000 - August 7, 2008
SECURITIES AMERICA, INC.
July 23, 1990 - March 3, 2000
CETERA WEALTH SERVICES, LLC
June 18, 1989 - July 11, 1990
SUNAMERICA SECURITIES, INC.
April 3, 1987 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
October 25, 1985 - April 1, 1987
FIRST CANTERBURY SECURITIES, INC.
June 25, 1985 - October 28, 1985
UNITED CAPITAL GROUP OF TEXAS, INC.
February 27, 1984 - September 17, 1984
CAPSTONE SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
SHIREY CAPITAL MANAGEMENT, INC.
CRD#: 151175 / SEC#:
Contact information
Red Flags
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