Brin E. Cunningham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brin Elise Cunningham, who also goes by Brian Patrick Cunningham, Brian P Cunningham, was a registered financial professional .
Brin is a previously registered financial professional and started their career in finance in 1984. Brin had worked at 10 firms and has passed the Series 63, Series 65, Series 3, Series 22 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2018 - September 3, 2020
SYNERGIE CAPITAL MANAGEMENT, LLC
March 20, 2007 - June 13, 2008
WESTMOORE SECURITIES, INC.
March 20, 2003 - December 11, 2014
361 CAPITAL LLC
July 19, 1996 - April 17, 1997
CASCADE INVESTMENT GROUP, INC.
March 22, 1995 - July 1, 1996
DAIN RAUSCHER INCORPORATED
September 5, 1990 - December 13, 1993
RAUSCHER PIERCE REFSNES, INC.
April 11, 1988 - September 21, 1990
LEHMAN BROTHERS INC.
November 10, 1984 - April 11, 1988
E. F. HUTTON & COMPANY INC
January 26, 1984 - February 9, 1984
BLINDER, ROBINSON & CO., INC.
January 21, 1984 - January 19, 2011
INNOVEST PORTFOLIO SOLUTIONS LLC
State Registrations and Notice Filings
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Exams
Current Firm
SYNERGIE CAPITAL MANAGEMENT, LLC
CRD#: 298269 / SEC#:
Contact information
Red Flags
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