John J. Verhage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Jacob Verhage was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2012 - February 18, 2015
TD AMERITRADE CLEARING, INC.
November 26, 2008 - February 18, 2015
TD AMERITRADE, INC.
November 26, 2008 - February 18, 2015
TD AMERITRADE, INC.
April 24, 2006 - September 24, 2007
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 3, 2003 - September 24, 2007
TD AMERITRADE, INC.
June 1, 1998 - September 24, 2007
TD AMERITRADE, INC.
September 25, 1990 - June 1, 1998
JACK WHITE & COMPANY, INC.
October 18, 1989 - April 10, 1990
GAF FINANCIAL AND INSURANCE SERVICES
October 17, 1989 - April 18, 1990
PAMCO SECURITIES AND INSURANCE SERVICES
January 4, 1989 - June 12, 1989
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
January 4, 1989 - June 12, 1989
SIGNATOR INVESTORS, INC.
July 30, 1987 - May 17, 1988
METLIFE INVESTORS DISTRIBUTION COMPANY
July 22, 1986 - November 12, 1988
TITAN/VALUE EQUITIES GROUP, INC.
December 22, 1983 - July 23, 1986
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE CLEARING, INC.
CRD#: 5633 / SEC#: , 8-16335
Contact information
Documents
Disclosures
| Regulatory Event | 27 |
| Arbitration | 27 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
