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JV

John Jacob Verhage

CRD# 1223583·Registered 1983 - 2015
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Jacob Verhage was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1983 - 2015. John had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

TD AMERITRADE CLEARING, INC.·CRD# 5633
BD
Omaha, NE
October 3, 2012 - February 18, 2015
TD AMERITRADE, INC.·CRD# 7870
RIA
San Diego, CA
November 26, 2008 - February 18, 2015
TD AMERITRADE, INC.·CRD# 7870
BD
San Diego, CA
November 26, 2008 - February 18, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC·CRD# 111514
RIA
San Diego, CA
April 24, 2006 - September 24, 2007
TD AMERITRADE, INC.·CRD# 7870
RIA
San Diego, CA
July 3, 2003 - September 24, 2007
TD AMERITRADE, INC.·CRD# 7870
BD
San Diego, CA
June 1, 1998 - September 24, 2007
JACK WHITE & COMPANY, INC.·CRD# 7645
BD
September 25, 1990 - June 1, 1998
GAF FINANCIAL AND INSURANCE SERVICES·CRD# 14123
BD
October 18, 1989 - April 10, 1990
PAMCO SECURITIES AND INSURANCE SERVICES·CRD# 11028
BD
October 17, 1989 - April 18, 1990
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY·CRD# 5181
BD
Boston, MA
January 4, 1989 - June 12, 1989
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Boston, MA
January 4, 1989 - June 12, 1989
METLIFE INVESTORS DISTRIBUTION COMPANY·CRD# 6695
BD
July 30, 1987 - May 17, 1988
TITAN/VALUE EQUITIES GROUP, INC.·CRD# 6359
BD
Irvine, CA
July 22, 1986 - November 12, 1988
SOUTHMARK FINANCIAL SERVICES, INC.·CRD# 6518
BD
December 22, 1983 - July 23, 1986

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Current Firm

TA
TD AMERITRADE CLEARING, INC.

ADVANCED CLEARING, INC. | TD AMERITRADE CLEARING, INC. | FIRST OMAHA SECURITIES CORP | AMERITRADE, INC.

CRD#: 5633 / SEC#: 8-16335
BD
Terminated by SEC on 10/20/2024

Contact Information

Established

Nebraska since 01/28/1971

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
TD AMERITRADE ONLINE HOLDINGS LLC.SHAREHOLDER—
STARR, JEFFREY HAROLDPRESIDENT4700461
THOMPSON, AARON MARKCHIEF FINANCIAL OFFICER/FINOP6483170
WHYTE, PATRICK WARRENCHIEF COMPLIANCE OFFICER2017808

Disclosures

Regulatory Event

27

Arbitration

29

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2003About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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