James C. Huckaby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Cicero Huckaby SR, who also goes by James Cicero Huckaby, Jim Huckaby Sr, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1983. James had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2010 - December 31, 2013
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
January 4, 2010 - December 31, 2013
RESOURCE HORIZONS GROUP LLC
November 20, 2006 - December 31, 2009
FINANCIAL CONSULTANTS GROUP INC
January 4, 1999 - December 31, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 31, 1997 - December 31, 1998
OSAIC WEALTH, INC.
August 1, 1988 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
June 5, 1985 - August 24, 1988
ALLEGIANCE SECURITIES, INC.
December 13, 1983 - June 5, 1985
FIRST ALLIANCE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
CRD#: 143384 / SEC#: 801-68068
Contact information
Red Flags
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