Gregory C. Voetsch
Professional summary
Gregory Charles Voetsch was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gregory is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Gregory had worked at 11 firms, which includes G-TRADE SERVICES LLC, COWEN EXECUTION SERVICES LLC, JANNEY MONTGOMERY SCOTT LLC, VIRTU AMERICAS LLC, KNIGHT DIRECT LLC, KNIGHT CAPITAL MARKETS LLC, KNIGHT CAPITAL AMERICAS L.P., SALOMON BROTHERS INC., CITIGROUP GLOBAL MARKETS INC., ALLEN & COMPANY LLC, JEFFERIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2015 - April 1, 2015
G-TRADE SERVICES LLC
July 24, 2014 - July 6, 2017
COWEN EXECUTION SERVICES LLC
January 8, 2013 - May 6, 2014
JANNEY MONTGOMERY SCOTT LLC
January 3, 2011 - November 3, 2011
VIRTU AMERICAS LLC
June 12, 2006 - January 3, 2011
KNIGHT DIRECT LLC
June 3, 2003 - December 31, 2010
KNIGHT CAPITAL MARKETS LLC
September 26, 2002 - November 3, 2011
KNIGHT CAPITAL AMERICAS, L.P.
November 28, 1997 - September 1, 1998
SALOMON BROTHERS INC.
April 20, 1994 - September 27, 2002
CITIGROUP GLOBAL MARKETS INC.
June 18, 1993 - February 28, 1994
ALLEN & COMPANY LLC
March 22, 1984 - May 7, 1993
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/1/2004
Limited Representative-Equity Trader ExamCurrent Firm
G-TRADE SERVICES LLC
CRD#: 140314 / SEC#: , 8-67304
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONVERGEX GROUP, LLC | MEMBER | |
| MAESE, MICHAEL JOSEPH | FINOP | 2840801 |
| MCCARTHY, CONOR JOHN | EXECUTIVE MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | 2866668 |
| NOLL, ERIC WILSON | MANAGER - NON EMPLOYEE | 2050994 |
| ORDONEZ, BEATRICE | COO AND MANAGING DIRECTOR | 5132506 |
| POPP, THOMAS HAROLD | CHIEF COMPLIANCE OFFICER | 2495083 |
| VOETSCH, GREGORY CHARLES | CEO | 1223244 |
Disclosures
| Regulatory Event | 1 |
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