EI
Elena M. Irimia
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES
New Orleans, LA
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CRD#: 1223055
EI
Professional summary
Elena Maria Irimia, CIMA® is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in New Orleans, Louisiana.
Elena is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Elena has worked at 7 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 22, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Elena Maria Irimia's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Elena Maria Irimia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 25, 2014 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #2: 3900 N. Causeway Blvd Offices 1237 1238, 1250, 1263, Metairie, LA, 70002RIA
BD
CRD#: 20472
New Orleans, LA
Current
August 25, 2014 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 3900 N. Causeway Blvd Offices 1237 1238, 1250, 1263, Metairie, LA, 70002RIA
BD
CRD#: 20472
Metairie, LA
Past
February 15, 2013 - July 29, 2014
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
NEW ORLEANS, LA
Past
February 15, 2013 - July 29, 2014
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW ORLEANS, LA
Past
October 22, 2010 - March 1, 2013
MORGAN STANLEY
RIA
CRD#: 149777
NEW ORLEANS, LA
Past
October 15, 2010 - March 1, 2013
MORGAN STANLEY
BD
CRD#: 149777
NEW ORLEANS, LA
Past
June 1, 2009 - July 13, 2010
MORGAN STANLEY
RIA
CRD#: 149777
PURCHASE, NY
Past
June 1, 2009 - July 13, 2010
MORGAN STANLEY
BD
CRD#: 149777
PURCHASE, NY
Past
April 27, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
NEW ORLEANS, LA
Past
March 8, 2000 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
May 22, 1996 - November 16, 1999
CITISTREET EQUITIES LLC
BD
CRD#: 7447
SOMERSET, NJ
Past
April 24, 1987 - May 24, 1996
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
BD
CRD#: 15356
NEW YORK, NY
Past
December 6, 1984 - January 6, 1988
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/11/2022)
RR
California(7/25/2017)
RR
Colorado(8/20/2018)
RR
District of Columbia(6/8/2015)
RR
Florida(8/25/2014)
RR
Georgia(3/27/2024)
RR
Illinois(7/2/2021)
RR
Indiana(7/13/2022)
RR
Kansas(1/24/2024)
RR
Kentucky(4/26/2024)
RR
Louisiana(8/25/2014)
IAR
Louisiana(8/25/2014)
RR
Maryland(8/3/2020)
RR
Michigan(9/2/2020)
RR
Mississippi(6/20/2018)
RR
Missouri(3/14/2022)
RR
New Jersey(7/29/2020)
RR
New Mexico(8/13/2025)
RR
New York(6/28/2022)
RR
North Carolina(4/23/2019)
RR
Ohio(7/1/2022)
RR
Oregon(6/10/2021)
RR
Pennsylvania(8/25/2014)
RR
South Carolina(10/14/2022)
RR
Texas(8/25/2014)
IAR
Texas(8/22/2025)
RR
Virginia(8/20/2018)
RR
Washington(8/20/2018)
RR
Wisconsin(5/29/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
730 Third Avenue, New York, NY 10017-3206
Mailing Address
8500 Andrew Carnegie Boulevard Mail Stop Ssc/c2/08, Charlotte, NC 28262-8500
Phone number
(704) 988-3565
Established
Delaware since 01/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,319
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MANGANO, JENNIFER LYNN | CHIEF FINANCIAL OFFICER | 7659359 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,807 |
| AUM (Assets Under Management) | $ 34,343,329,152 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/13/2023 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
CRD#: 20472New Orleans, LATRUST BUT VERIFY
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