AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
SL

Simon Langdon

PROFOR ADVISORS
RYE BROOK, NY
·CRD# 1222757·28 years experience

Professional Summary

Simon Langdon is a registered financial advisor currently at PROFOR ADVISORS located in Rye Brook, New York. Simon is registered as a RR (Registered Representative) and started their career in finance in 1998. Simon has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 3 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
View profile
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#

Years of Experience

28 years in the financial services industry

Current & Past Employments

PROFOR ADVISORS·CRD# 136084
BD
800 Westchester Ave Suite 641n, Rye Brook, NY 10573
September 22, 2020 - Present
JEFFERIES LLC·CRD# 2347
BD
New York, NY
June 13, 2011 - July 22, 2020
VECTOR PARTNERS L.P.·CRD# 37500
BD
Norwalk, CT
October 14, 1998 - October 29, 2003

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#

Current Firm

PA
PROFOR ADVISORS

AURELIUS SECURITIES, LLC | PROFOR SECURITIES, LLC | PROFOR ADVISORS

CRD#: 136084 / SEC#: 8-66974
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

800 Westchester Ave Suite 641n, Rye Brook, NY 10573

Mailing Address

800 Westchester Ave Suite 641n, Rye Brook, NY 10573

Phone Number

(646) 202-2969

Established

New York since 06/03/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (30 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
OMEARA, PATRICK JAMES JRMANAGING DIRECTOR, DESIGNATED PRINCIPAL, CHIEF COMPLIANCE OFFICER1544243
MAHALA, THOMAS GERARDREGISTERED PRINCIPAL1600103
OMEARA, PATRICK JAMES JRAML COMPLIANCE PRINCIPAL1544243
POLLOCK, MARTIN JAYFINOP1067521

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(10/2/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2011About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Dec 2012About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 1998About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Simon Langdon's CRS (Customer Relationship Summary).

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
SL
Follow Simon
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required