Daniel Grieco

CETERA INVESTMENT ADVISERS LLC

EATONTOWN, NJ 07724

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CRD#: 1222747

Professional summary

Daniel Grieco is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Eatontown, New Jersey and CETERA ADVISORS LLC located in Eatontown, New Jersey.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Daniel has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. UPS - NJ - PART TIME LOADER - SORT PACKAGES, DELIVER & PICK UP ALL SORTS OF PARCELS IN NJ. 8/26/02 - PRESENT - 22-25 HRS. PER WEEK. 2. DBA: GRIECO FINANCIAL SOLUTIONS LLC. STARTED 6/28/2010. SPEND 20 HOURS PER MONTH, ALL DURING MARKET HOURS ON THE BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Grieco's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2020 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 12 Christopher Way Suite 200, Eatontown, NJ 07724

RIA

CRD#: 105644

EATONTOWN, NJ

Current

September 8, 2022 - Present

CETERA ADVISORS LLC

Office #1: 12 Christopher Way, Suite #200, Eatontown, NJ 07724

CRD#: 10299

Eatontown, NJ

Past

September 29, 2016 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

Eatontown, NJ

Past

August 13, 2010 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

EATONTOWN, NJ

Past

April 12, 2007 - August 13, 2010

OSAIC WEALTH, INC.

CRD#: 23131

WEST ORANGE, NJ

Past

August 6, 1997 - April 12, 2007

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

June 24, 1996 - July 29, 1997

ARGENT SECURITIES, INC.

CRD#: 15297

ATLANTA, GA

Past

January 13, 1995 - July 17, 1996

PATTERSON TRAVIS, INC.

CRD#: 16540

ENGLEWOOD, CO

Past

November 11, 1994 - December 6, 1994

ROBERT TODD FINANCIAL CORP.

CRD#: 7423

NEW YORK, NY

Past

October 3, 1994 - November 11, 1994

WESTFIELD FINANCIAL CORPORATION

CRD#: 8143

NEW YORK, NY

Past

June 8, 1988 - September 15, 1994

HIBBARD BROWN & CO., INC.

CRD#: 18246

NEW YORK, NY

Past

February 2, 1987 - May 28, 1988

SHERWOOD CAPITAL, INC.

CRD#: 10474

Past

January 25, 1984 - January 31, 1987

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/8/2022)

Florida
(9/8/2022)

Massachusetts
(9/12/2022)

IAR

New Jersey
(11/12/2020)

New Jersey
(9/8/2022)

New York
(9/8/2022)

North Carolina
(9/8/2022)

Oregon
(9/8/2022)

South Carolina
(9/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/22/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/8/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/20/1988

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel Grieco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Grieco's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

OSAIC WEALTH, INC.

FIRST MONTAUK SECURITIES CORP.

ARGENT SECURITIES, INC.

PATTERSON TRAVIS, INC.

ROBERT TODD FINANCIAL CORP.

WESTFIELD FINANCIAL CORPORATION

HIBBARD BROWN & CO., INC.

SHERWOOD CAPITAL, INC.

FIRST JERSEY SECURITIES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/22/2016

Series 63

Date: 2/8/1984

SIE

Date: 10/1/2018

Series 7

Date: 1/21/1984

Series 24

Date: 6/20/1988

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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