RG
Richard H. Gregory
BANKERS LIFE ADVISORY SERVICES
West Palm Beach, FL 33401
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CRD#: 1222720
RG
Professional summary
Richard Hyde Gregory is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in West Palm Beach, Florida and BANKERS LIFE SECURITIES, INC. located in West Palm Beach, Florida.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Richard has worked at 4 firms and has passed the Series 66, Series 63, Series 7 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE & CASUALTY POSITION: Unit Field Trainer NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 6 START DATE: 05/01/2014 ADDRESS: 1691 Belvedere rd suite 301s W palm beach fl 33406", West Palm Beach FL 33406, United States DESCRIPTION: Recruit and train insurance agents. I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. GEORGE M GREGORY FOUNDATION POSITION: President NATURE: Foundation to create income to be distributed to Charities INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 451 Middlesex road, Darien CT 06820, United States DESCRIPTION: Manage with two siblings the distribution of income annually to charities and secure proper tax filings
CRS (Client Relationship Summary) - RIA
Click below to view Richard Hyde Gregory's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 8, 2019 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 1601 Forum Place Ste 300 301, West Palm Beach, FL 33401RIA
CRD#: 281285
West Palm Beach, FL
Current
May 1, 2019 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 1601 Forum Place Suites 300 & 301, West Palm Beach, FL 33401BD
CRD#: 173962
WEST PALM BEACH, FL
Past
November 24, 2009 - April 20, 2011
JCRA FINANCIAL LLC
BD
CRD#: 149305
NEW YORK, NY
Past
March 6, 1984 - December 16, 1987
LEHMAN BROTHERS INC.
BD
CRD#: 7506
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(5/8/2019)
IAR
Connecticut(5/8/2019)
RR
Florida(2/20/2020)
IAR
Florida(6/14/2021)
RR
New Jersey(1/19/2024)
IAR
New Jersey(1/22/2024)
RR
New York(2/20/2020)
RR
Virginia(1/22/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
