AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RG

Richard H. Gregory

BANKERS LIFE ADVISORY SERVICES
West Palm Beach, FL 33401
Some features on this profile are disabled
CRD#: 1222720
RG

Professional summary

Richard Hyde Gregory is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in West Palm Beach, Florida and BANKERS LIFE SECURITIES, INC. located in West Palm Beach, Florida.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Richard has worked at 4 firms and has passed the Series 66, Series 63, Series 7 and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Hyde Gregory's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 8, 2019 - Present

BANKERS LIFE ADVISORY SERVICES, INC.

Office #1: 1601 Forum Place Ste 300 301, West Palm Beach, FL 33401
RIA
CRD#: 281285
West Palm Beach, FL
Current

May 1, 2019 - Present

BANKERS LIFE SECURITIES, INC.

Office #1: 1601 Forum Place Suites 300 & 301, West Palm Beach, FL 33401
BD
CRD#: 173962
WEST PALM BEACH, FL
Past

November 24, 2009 - April 20, 2011

JCRA FINANCIAL LLC

BD
CRD#: 149305
NEW YORK, NY
Past

March 6, 1984 - December 16, 1987

LEHMAN BROTHERS INC.

BD
CRD#: 7506

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA
Registered Investment Advisory firm - (11/18/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(5/8/2019)
IAR
Connecticut
(5/8/2019)
RR
Florida
(2/20/2020)
IAR
Florida
(6/14/2021)
RR
New Jersey
(1/19/2024)
IAR
New Jersey
(1/22/2024)
RR
New York
(2/20/2020)
RR
Virginia
(1/22/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/8/2019
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/30/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/11/2018
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/11/2018
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA
Registered Investment Advisory firm - (11/18/2015 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
303 E. Wacker Drive Ste 500, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BLAS PORTFOLIOS WRAP FEE BROCHURE AS OF 021226 (2/12/2026)
BLAS-ADV-PART2A 03012025 (2/28/2025)
BLAS WRAP BROCHURE 03012025 (2/28/2025)

Regulatory assets under management

Total Number of Accounts14,938
AUM (Assets Under Management)$ 1,943,847,697

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285West Palm Beach, FL 33401

TRUST BUT VERIFY

Monitor Richard Gregory

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Robert Burns
Robert BurnsAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
Palm Beach Gardens, FL
Spencer Carpenter Iv
Spencer Carpenter IvAdvisorCheck Check Mark
TRUIST ADVISORY SERVICES, INC.
IAR
RR
WEST PALM BEACH, FL
Benjamin Jay Silberman
Benjamin SilbermanAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Palm Beach Gardens, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.