RG
Robert A. Garrett
TRUIST ADVISORY SERVICES
ATLANTA, GA 30308
Some features on this profile are disabled
CRD#: 1222281
RG
Professional summary
Robert Andrew Garrett, who also goes by Andrew Garrett, Andy Garrett, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Atlanta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Atlanta, Georgia.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Robert has worked at 11 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 9, Series 10, Series 8 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Garrett | Andy Garrett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GARRETT LAWN SERVICE POSITION: Owner NATURE: Part time light duty lawn maintenance including mowing grass, trimming, pruning, debris removal, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2025 ADDRESS: Avera GA, United States DESCRIPTION: Mowing grass, trimming, pruning and maintaining neat lawn and property appearance. Equipment purchase and maintenance. Customer acquisition anticipated by local word of mouth.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Andrew Garrett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 12, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 303 Peachtree St, Ne Fl 33, Atlanta, GA 30308RIA
CRD#: 283390
ATLANTA, GA
Current
July 8, 2014 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 303 Peachtree St, Ne Fl 2, Atlanta, GA 30308BD
CRD#: 17499
ATLANTA, GA
Past
November 24, 2014 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
ATLANTA, GA
Past
June 5, 2013 - March 27, 2014
WORLD-XECUTION STRATEGIES
BD
CRD#: 134645
NEW YORK, NY
Past
May 22, 2012 - March 24, 2014
WTS PROPRIETARY TRADING GROUP LLC
BD
CRD#: 148117
NEW YORK, NY
Past
April 18, 2005 - April 17, 2012
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
ATLANTA, GA
Past
December 11, 2002 - April 4, 2005
KEYBANC CAPITAL MARKETS INC.
BD
CRD#: 566
CLEVELAND, OH
Past
March 15, 2001 - November 22, 2002
ELECTRONIC TRADING GROUP, LLC
BD
CRD#: 37453
NEW YORK, NY
Past
September 4, 1991 - November 30, 2000
STERNE, AGEE & LEACH, INC.
BD
CRD#: 791
BIRMINGHAM, AL
Past
May 16, 1991 - September 4, 1991
RAUSCHER PIERCE REFSNES, INC.
BD
CRD#: 6663
DALLAS, TX
Past
October 14, 1988 - May 17, 1991
WACHOVIA SECURITIES, INC.
BD
CRD#: 431
CHARLOTTE, NC
Past
July 25, 1984 - October 14, 1988
JOHNSON, LANE, SPACE, SMITH & CO., INC.
BD
CRD#: 472
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/14/2014)
RR
Alaska(7/8/2014)
RR
Arizona(7/18/2014)
RR
Arkansas(7/10/2014)
RR
California(7/8/2014)
RR
Colorado(7/9/2014)
RR
Connecticut(7/8/2014)
RR
Delaware(7/11/2014)
RR
District of Columbia(7/11/2014)
RR
Florida(7/9/2014)
RR
Georgia(7/8/2014)
IAR
Georgia(10/12/2016)
RR
Hawaii(7/22/2014)
RR
Idaho(7/9/2014)
RR
Illinois(7/8/2014)
RR
Indiana(7/11/2014)
RR
Iowa(7/8/2014)
RR
Kansas(7/14/2014)
RR
Kentucky(7/9/2014)
RR
Louisiana(7/25/2014)
RR
Maine(7/10/2014)
RR
Maryland(7/11/2014)
RR
Massachusetts(7/23/2014)
RR
Michigan(7/10/2014)
RR
Minnesota(7/11/2014)
RR
Mississippi(7/21/2014)
RR
Missouri(7/9/2014)
RR
Montana(7/8/2014)
RR
Nebraska(7/8/2014)
RR
Nevada(7/17/2014)
RR
New Hampshire(7/9/2014)
RR
New Jersey(7/11/2014)
RR
New Mexico(7/9/2014)
RR
New York(7/10/2014)
RR
North Carolina(7/8/2014)
RR
North Dakota(7/16/2014)
RR
Ohio(7/8/2014)
RR
Oklahoma(7/9/2014)
RR
Oregon(7/8/2014)
RR
Pennsylvania(7/9/2014)
RR
Puerto Rico(7/15/2014)
RR
Rhode Island(7/8/2014)
RR
South Carolina(7/9/2014)
RR
South Dakota(7/9/2014)
RR
Tennessee(7/9/2014)
RR
Texas(7/14/2014)
RR
Utah(7/8/2014)
RR
Vermont(7/11/2014)
RR
Virgin Islands(8/15/2025)
RR
Virginia(7/8/2014)
RR
Washington(7/9/2014)
RR
West Virginia(7/10/2014)
RR
Wisconsin(7/8/2014)
RR
Wyoming(7/10/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/21/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 11/2/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
