Lawrence H. Forrester
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Howard Forrester, who also goes by Larry Forrester, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1983. Lawrence had worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2010 - December 6, 2023
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
September 15, 2000 - January 17, 2025
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
January 15, 1997 - September 14, 2000
SPIRES FINANCIAL, L.P.
June 22, 1994 - December 1, 1995
LYN-HAYES FINANCIAL, INC.
March 15, 1994 - June 2, 1994
VIPO SECURITIES
March 1, 1991 - August 5, 1993
FUNDAMENTAL BROKERS
February 28, 1991 - August 5, 1993
FUNDAMENTAL CORPORATE BOND BROKERS
July 26, 1990 - January 22, 1994
MMAR GROUP, INC.
August 7, 1987 - August 1, 1990
MURCHISON INVESTMENT BANKERS, INC.
December 21, 1983 - June 10, 1986
FIRST SECURITIES CORPORATION OF THE SOUTHWEST
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
CRD#: 13642 / SEC#: , 8-29565
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
Red Flags
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