Timothy H. Cooper

RIPPLE EFFECT INVESTMENT STRATEGIES

WESTERVILLE, OH 43082

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CRD#: 1221719

Professional summary

Timothy Harold Cooper, who also goes by Tim H. Cooper, is a registered financial advisor currently at RIPPLE EFFECT INVESTMENT STRATEGIES, LLC located in Westerville, Ohio.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Timothy has worked at 7 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim H. Cooper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SELF-EMPLOYED; NON-INVESTMENT RELATED; WESTERVILLE OH; INSURANCE SERVICES; SOLE PROPRIETOR; 01/1997; GREATER THAN 50% OF TIME SPENT IN THIS BUSINESS COOPER REAL ESTATE PROPERTIES; NON-INVESTMENT RELATED; WESTERVILLE OH; RENTAL MANAGEMENT; OWNER; 08/2005; APPROX. 10 HRS/MO SPENT IN THIS BUSINESS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Harold Cooper's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2009 - Present

RIPPLE EFFECT INVESTMENT STRATEGIES, LLC

Office #1: 884 County Line Road W, Westerville, OH 43082

RIA

CRD#: 149271

WESTERVILLE, OH

Past

October 24, 2005 - November 16, 2006

CETERA WEALTH SERVICES, LLC

CRD#: 13572

WESTERVILLE, OH

Past

October 15, 2002 - October 24, 2005

BLUE VASE SECURITIES, LLC

CRD#: 46765

WASHINGTON, PA

Past

August 7, 2000 - October 30, 2002

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

OVERLAND PARK, KS

Past

January 2, 1996 - August 10, 2000

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

March 23, 1990 - December 31, 1995

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

June 12, 1986 - March 23, 1990

B.C. CHRISTOPHER SECURITIES CO.

CRD#: 60

KANSAS CITY, MO

Past

February 10, 1984 - January 7, 1987

INDUSTRY SAVINGS PLANS, INC.

CRD#: 425

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/27/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/23/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/5/1997

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 5/16/1989

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 2/7/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RIPPLE EFFECT INVESTMENT STRATEGIES, LLC

CRD#: 149271 / SEC#:

Ohio

Registered Investment Advisory firm - (1/26/2009 Approved)

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Contact information

Main Address

884 County Line Road W, Westerville, OH 43082

Mailing Address

Phone number

(614) 436-7347

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy H. Cooper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Harold Cooper's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

BLUE VASE SECURITIES, LLC

VSR FINANCIAL SERVICES, INC.

CETERA WEALTH SERVICES, LLC

OPPENHEIMER & CO. INC.

B.C. CHRISTOPHER SECURITIES CO.

INDUSTRY SAVINGS PLANS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/23/2001

Series 7

Date: 3/5/1997

Series 22

Date: 5/16/1989

Series 6

Date: 2/7/1984

Current Firm

RIPPLE EFFECT INVESTMENT STRATEGIES, LLC

Contact information

Documents

Red Flags

Company Information

RIPPLE EFFECT INVESTMENT STRATEGIES, LLC

TRUST BUT VERIFY

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