Christopher W. Nelson
Professional summary
Christopher Win Nelson is a registered financial professional currently at KESTRA INVESTMENT SERVICES, LLC located in Hudson, Wisconsin.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1984. Christopher has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Win Nelson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 86 Coulee Rd Ste 100, Hudson, WI 54016March 13, 2023 - May 14, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
January 1, 2007 - March 3, 2023
RIVERSOURCE DISTRIBUTORS, INC.
June 21, 2006 - January 1, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
November 30, 2001 - December 2, 2005
KESTRA INVESTMENT SERVICES, LLC
February 15, 2001 - August 20, 2001
NEW ENGLAND SECURITIES
September 5, 1986 - December 19, 2000
SECURIAN FINANCIAL SERVICES, INC.
June 29, 1984 - August 18, 1986
CONSOLIDATED RESOURCES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2025)
(6/3/2025)
Exams
FINRA
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
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