Dale F. Cors
Professional summary
Dale Frederick Cors, AIF®, who also goes by Dale Fredrick Cors, is a registered financial advisor currently at CORS FINANCIAL PLANNING located in San Diego, California and SAX WEALTH ADVISORS, LLC located in San Diego, California.
Dale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Dale has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dale Frederick Cors's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2016 - Present
CORS FINANCIAL PLANNING
Office #1: 16935 West Bernardo Drive Suite 227, San Diego, CA 92127October 21, 2025 - Present
SAX WEALTH ADVISORS, LLC
Office #1: 16935 W. Bernardo Drive Suite 228, San Diego, CA 92127July 8, 1997 - August 18, 2016
CETERA WEALTH SERVICES, LLC
February 10, 1995 - August 18, 2016
CETERA WEALTH SERVICES, LLC
October 12, 1994 - February 23, 1995
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
SAX WEALTH ADVISORS, LLC
CRD#: 119193 / SEC#: 801-68788
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/6/2016)
(11/5/2025)
Exams
Current Firm
SAX WEALTH ADVISORS, LLC
CRD#: 119193 / SEC#: 801-68788
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,685 |
| AUM (Assets Under Management) | $ 2,440,851,802 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2025 | ||
| 12/11/2024 | ||
| 01/23/2024 | ||
| 02/21/2023 |
Red Flags
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