RC
Richard C. Clouse
WELLTH ADVISORY SERVICES
Westerville, OH 43081
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CRD#: 1219312
RC
Professional summary
Richard Craig Clouse SR, who also goes by Rich Clouse, Richard Craig Clouse, is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Westerville, Ohio and LPL FINANCIAL LLC located in Westerville, Ohio.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Richard has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rich Clouse | Richard Craig Clouse
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 04/01/2019 - RICHARD CLOUSE/ NON-VARIABLE INSURANCE/ 20%/ SHOREWOOD, IL 2. 12/01/1993 - GOLDBERG, CLOUSE & EDGELL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 99%/ WESTERVILLE, OH 3. 01/01/2004 - AUTHOR/ BOOK SALES/ INVESTMENT RELATED/ 10%/ WESTERVILLE, OH 4. 06/01/1999 - ECC, LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 1%/ 5008 PINE CREEK DR, WESTERVILLE, OH 43081 5. 01/01/2008 - CLOUSE PROPERTIES/ REAL ESTATE RENTAL/ 1%/ 19 WHISPERING SANDS DR SARASOTA, FL 34242-3601 6. 12/01/1999 - CLOUSE FINANCIAL/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 1%/ WESTERVILLE, OH 7. 06/01/2011 - HOFFMAN AND ASSOCIATES/ PROPERTY AND CASUALTY/ INVESTMENT RELATED/ 1%/ WESTERVILLE, OH 8. 06/29/2022 - Global Retirement Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR-Advisor - Start Date - 04/01/2019 - 5 Hours Per Month/ 5 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners, LLC, an independent investment advisor firm. I started this business activity in 4/2019. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9. 06/29/2022 - Global Retirement Partners, LLC - DBA: Goldberg, Clouse & Edgell as a DBA of GRP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 04/01/2019 - 5 Hours Per Month/ 5 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Craig Clouse SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2024 - Present
WELLTH ADVISORY SERVICES, LLC
Office #1: 5008 Pine Creek Drive, Westerville, OH 43081RIA
CRD#: 330537
Westerville, OH
Current
April 1, 2019 - Present
LPL FINANCIAL LLC
Office #1: 5008 Pine Creek Dr Ste B, Westerville, OH 43081RIA
BD
CRD#: 6413
Westerville, OH
Past
November 17, 2020 - July 4, 2024
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Westerville, OH
Past
April 19, 2016 - April 1, 2019
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
WESTERVILLE, OH
Past
June 6, 2003 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
WESTERVILLE, OH
Past
September 9, 1999 - April 1, 2019
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
WESTERVILLE, OH
Past
January 2, 1996 - September 14, 1999
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
November 1, 1991 - December 31, 1995
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
October 23, 1985 - November 5, 1991
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Past
December 22, 1983 - November 5, 1985
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/3/2019)
RR
Arizona(4/1/2019)
RR
California(4/1/2019)
RR
Colorado(9/15/2020)
RR
Florida(4/1/2019)
RR
Georgia(4/1/2019)
RR
Indiana(4/1/2019)
RR
Maryland(7/2/2019)
RR
New Mexico(4/1/2019)
RR
New York(6/3/2022)
RR
North Carolina(9/27/2019)
RR
Ohio(4/1/2019)
IAR
Ohio(6/28/2024)
RR
Pennsylvania(1/19/2022)
RR
Rhode Island(7/2/2019)
RR
Texas(4/1/2019)
RR
Virginia(4/1/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
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Contact information
Main Address
Shorewood, IL
Mailing Address
Phone number
(866) 777-4015
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,338 |
| AUM (Assets Under Management) | $ 23,574,040,155 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WELLTH ADVISORY SERVICES, LLC
CRD#: 330537Westerville, OH 43081TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
