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RC

Richard C. Clouse

WELLTH ADVISORY SERVICES
Westerville, OH 43081
Some features on this profile are disabled
CRD#: 1219312
RC

Professional summary

Richard Craig Clouse SR, who also goes by Rich Clouse, Richard Craig Clouse, is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Westerville, Ohio and LPL FINANCIAL LLC located in Westerville, Ohio.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Richard has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Rich Clouse | Richard Craig Clouse

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Craig Clouse SR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 28, 2024 - Present

WELLTH ADVISORY SERVICES, LLC

Office #1: 5008 Pine Creek Drive, Westerville, OH 43081
RIA
CRD#: 330537
Westerville, OH
Current

April 1, 2019 - Present

LPL FINANCIAL LLC

Office #1: 5008 Pine Creek Dr Ste B, Westerville, OH 43081
RIA
BD
CRD#: 6413
Westerville, OH
Past

November 17, 2020 - July 4, 2024

GLOBAL RETIREMENT PARTNERS LLC

RIA
CRD#: 172011
Westerville, OH
Past

April 19, 2016 - April 1, 2019

KESTRA ADVISORY SERVICES, LLC

RIA
CRD#: 283330
WESTERVILLE, OH
Past

June 6, 2003 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA
CRD#: 42046
WESTERVILLE, OH
Past

September 9, 1999 - April 1, 2019

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
WESTERVILLE, OH
Past

January 2, 1996 - September 14, 1999

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

November 1, 1991 - December 31, 1995

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

October 23, 1985 - November 5, 1991

VESTAX SECURITIES CORPORATION

BD
CRD#: 10332
HUDSON, OH
Past

December 22, 1983 - November 5, 1985

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC

CRD#: 330537 / SEC#: 801-130037

RIA
Registered Investment Advisory firm - (4/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/3/2019)
RR
Arizona
(4/1/2019)
RR
California
(4/1/2019)
RR
Colorado
(9/15/2020)
RR
Florida
(4/1/2019)
RR
Georgia
(4/1/2019)
RR
Indiana
(4/1/2019)
RR
Maryland
(7/2/2019)
RR
New Mexico
(4/1/2019)
RR
New York
(6/3/2022)
RR
North Carolina
(9/27/2019)
RR
Ohio
(4/1/2019)
IAR
Ohio
(6/28/2024)
RR
Pennsylvania
(1/19/2022)
RR
Rhode Island
(7/2/2019)
RR
Texas
(4/1/2019)
RR
Virginia
(4/1/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 1/29/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/17/1983
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC

CRD#: 330537 / SEC#: 801-130037

RIA
Registered Investment Advisory firm - (4/26/2024 Approved)
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Contact information

Main Address
Shorewood, IL
Mailing Address
Phone number
(866) 777-4015
Established
Firm type
Fiscal year end
# of Employees
72

SEC notice filing (44 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WELLTH ADV PART 2A (12/12/2025)
WELLTH ADV WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,338
AUM (Assets Under Management)$ 23,574,040,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WELLTH ADVISORY SERVICES, LLC

CRD#: 330537Westerville, OH 43081

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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