PL
Paul T. Lysan
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Peabody, MA 01960
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CRD#: 1219203
PL
Professional summary
Paul Thomas Lysan, who also goes by Paul T Lysan, Paul Lysan, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Peabody, Massachusetts and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Peabody, Massachusetts.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Paul has worked at 15 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO, SIE, Series 7, Series 22, Series 6, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul T Lysan | Paul Lysan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PAUL LYSAN, CPA, 100 CORPORATE PLACE, SUITE 102, Peabody MA 01960, United States, 01/02/2001, Owner, Tax Services, NIR, 100 HR/MO - 3 HR/MO TRADING 2. LYSAN & YOUNG TAX PREPARATION, LLC, 100 CORPORATE PLACE, SUITE 102, Peabody MA 01960, United States, 02/01/2025, Managing Member / Partner, Tax Services, NIR, 25 HR/MO - 1 HR/MO TRADING 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 07/2025 4. PAUL LYSAN, 100 Corporate Place, Suite 102, Peabody MA 01960, United States, 10/08/2025, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Paul Thomas Lysan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 10, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 100 Corporate Place, Suite 102, Peabody, MA 01960RIA
CRD#: 134139
Peabody, MA
Current
July 1, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 100 Corporate Place Suite 102, Peabody, MA 01960BD
CRD#: 39543
Peabody, MA
Past
September 13, 2016 - May 30, 2025
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
PEABODY, MA
Past
September 13, 2016 - May 30, 2025
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
PEABODY, MA
Past
February 15, 2010 - July 16, 2010
TRADEDESK FINANCIAL CORP.
BD
CRD#: 133707
NEW YORK CITY, NY
Past
November 11, 2008 - January 19, 2010
TRADEDESK FINANCIAL CORP.
BD
CRD#: 133707
NEW YORK CITY, NY
Past
February 11, 2005 - September 6, 2016
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
PEABODY, MA
Past
August 27, 2004 - September 6, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
PEABODY, MA
Past
August 4, 2004 - August 4, 2016
1ST BCCW CAPITAL CORP
BD
CRD#: 34380
BEDFORD, NH
Past
October 1, 2002 - December 31, 2003
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
September 4, 2002 - December 31, 2004
LEGACY FINANCIAL GROUP
RIA
CRD#: 122007
WAKEFIELD, MA
Past
August 1, 2002 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Past
June 12, 1998 - November 15, 2001
TUCKER ANTHONY INCORPORATED
BD
CRD#: 837
BOSTON, MA
Past
October 9, 1997 - May 16, 1998
C.A. ATLANTIC SECURITIES, INC.
BD
CRD#: 16358
BOSTON, MA
Past
June 13, 1989 - July 15, 1997
NEWCOMB AND COMPANY
BD
CRD#: 16851
HAMPTON FALLS, NH
Past
April 15, 1986 - April 20, 1987
FFPS BROKERAGE, INC.
BD
CRD#: 15979
Past
April 4, 1985 - January 1, 1986
GAMCO SECURITIES, INC.
BD
CRD#: 14423
Past
December 12, 1983 - May 20, 1985
PFS INVESTMENTS INC.
BD
CRD#: 10111
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/2/2025)
RR
Delaware(7/2/2025)
RR
Florida(7/2/2025)
RR
Maryland(10/27/2025)
RR
Massachusetts(7/1/2025)
IAR
Massachusetts(7/10/2025)
RR
New Hampshire(7/7/2025)
RR
New Jersey(7/2/2025)
RR
North Carolina(7/7/2025)
RR
Vermont(7/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Peabody, MA 01960TRUST BUT VERIFY
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