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ML

Michael B. Liebeskind

THE LEADERS GROUP
New York, NY 10036
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CRD#: 1219051
ML

Professional summary


Michael Bruce Liebeskind is a registered financial professional currently at THE LEADERS GROUP, INC. located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1984. Michael has worked at 7 firms and has passed the Series 65, Series 63, Series 6TO, Series 99TO, SIE, Series 7, Series 24 and Series 28 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Bruce Liebeskind's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 2, 2020 - Present

THE LEADERS GROUP, INC.

Office #1: 550 5th Avenue 11th Floor, New York, NY, 10036
BD
CRD#: 37157
New York, NY
Past

November 18, 2004 - December 6, 2006

WINGED KEEL SECURITIES, LLC

BD
CRD#: 131135
NEW YORK, NY
Past

March 12, 2003 - December 31, 2005

WINGED KEEL INVESTMENT ADVISORS, LLC

RIA
CRD#: 121234
NEW YORK, NY
Past

March 30, 2001 - January 16, 2020

M HOLDINGS SECURITIES, INC.

BD
CRD#: 43285
NEW YORK, NY
Past

November 1, 1991 - April 3, 2001

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

April 20, 1990 - October 25, 1991

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
CONSHOHOCKEN, PA
Past

March 18, 1986 - December 21, 1989

CIRCLE PROPERTIES,LTD.

BD
CRD#: 14563
Past

March 22, 1984 - January 19, 1987

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/2/2020)
RR
Alaska
(1/2/2020)
RR
Arizona
(2/7/2024)
RR
Arkansas
(1/2/2020)
RR
California
(1/2/2020)
RR
Colorado
(1/2/2020)
RR
Connecticut
(1/2/2020)
RR
Delaware
(1/2/2020)
RR
District of Columbia
(1/2/2020)
RR
Florida
(1/2/2020)
RR
Georgia
(1/2/2020)
RR
Hawaii
(2/7/2024)
RR
Idaho
(1/2/2020)
RR
Illinois
(1/2/2020)
RR
Indiana
(1/2/2020)
RR
Iowa
(1/2/2020)
RR
Kansas
(5/17/2021)
RR
Kentucky
(1/2/2020)
RR
Louisiana
(2/7/2024)
RR
Maine
(1/2/2020)
RR
Maryland
(1/2/2020)
RR
Massachusetts
(1/2/2020)
RR
Michigan
(9/16/2021)
RR
Minnesota
(1/2/2020)
RR
Mississippi
(2/7/2024)
RR
Missouri
(1/2/2020)
RR
Montana
(1/2/2020)
RR
Nebraska
(1/2/2020)
RR
Nevada
(1/2/2020)
RR
New Hampshire
(1/2/2020)
RR
New Jersey
(1/2/2020)
RR
New Mexico
(2/7/2024)
RR
New York
(1/2/2020)
RR
North Carolina
(1/17/2020)
RR
North Dakota
(2/7/2024)
RR
Ohio
(1/2/2020)
RR
Oklahoma
(1/2/2020)
RR
Oregon
(1/2/2020)
RR
Pennsylvania
(4/1/2024)
RR
Rhode Island
(12/15/2023)
RR
South Carolina
(1/2/2020)
RR
South Dakota
(1/2/2020)
RR
Tennessee
(1/2/2020)
RR
Texas
(9/16/2021)
RR
Utah
(1/2/2020)
RR
Vermont
(1/2/2020)
RR
Virginia
(1/2/2020)
RR
Washington
(1/2/2020)
RR
West Virginia
(1/2/2020)
RR
Wisconsin
(2/7/2024)
RR
Wyoming
(2/1/2024)

Exams


State Security Law Exam
IAR
Series 65
Date: 7/13/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 5/12/2004
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm


TL
THE LEADERS GROUP, INC.
SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP

CRD#: 37157 / SEC#: , 8-47639

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
475 Springfield Ave Suite 1, Summit, NJ 07901
Phone number
(303) 797-9080
Established
Delaware since 07/14/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.SHAREHOLDER
PETERS, ROBERT WILLIAMFINOP1704577
RILEY, ZORAH JANECHIEF COMPLIANCE OFFICER3015509
WICKERSHAM, SEAN DAVIDPRESIDENT4994630

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE LEADERS GROUP, INC.

CRD#: 37157New York, NY 10036

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