EP
Eric D. Pettis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
HARRISBURG, PA 17110
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CRD#: 1219013
EP
Professional summary
Eric Delonge Pettis, AIF®, who also goes by Erk Delonge Pettis, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Harrisburg, Pennsylvania and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Harrisburg, Pennsylvania.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Eric has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Erk Delonge Pettis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)2090 CYCLE 1, 2090 LINGLESTOWN ROAD, SUITE 201, HARRISBURG, PA, 1/2007 AS OWNING PARTNER. COMMERCIAL REAL ESTATE PARTNERSHIP, NIR - 1 HR/WK - 0/TRADING. 2)COMPREHENSIVE FINANCIAL ASSOCIATES, 2090 LINGLESTOWN RD, STE 201, HARRISBURG, PA, 9/1995 AS PRESIDENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/WK - 5/TRADING. 3)PA PENSION PLANNERS INC. PRESIDENT THIRD PARTY AMINISTRATORS QUALIFIED PLANS, 10/1995, 5 HR/WK - 0/TRADING. 4)HARRISBURG ACADEMY, 10 ERFORD PD, WORMLEYSBURG, PA, 10/2017 AS BOARD OF DIRECTORS MEMBER OF SCHOOL. NIR - 1/MO - 0/TRADING. 5)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 6)EMPLOYEE OF ASSURED PARTNERS, 2090 Linglestown Rd #201, Harrisburg PA 17110, 08/2023, W2 Employee, INV REL, 40 HR/MO - 40 HR/MO TRADING. 7)PETTIS PROPERTIES LLC, 2090 Linglestown Rd #201, Harrisburg PA 17110, 02/01/2024, Founder, Real Estate, NIR, 5 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Delonge Pettis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 4, 2010 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2090 Linglestown Rd Ste 201, Harrisburg, PA 17110RIA
CRD#: 134139
HARRISBURG, PA
Current
January 4, 2010 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2090 Linglestown Rd Ste 201, Harrisburg, PA 17110BD
CRD#: 39543
Harrisburg, PA
Past
February 24, 2005 - December 31, 2009
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
LIVERPOOL, PA
Past
January 1, 2004 - December 31, 2009
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
LIVERPOOL, PA
Past
September 14, 1995 - January 1, 2004
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
July 12, 1995 - August 3, 1995
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
Past
October 11, 1984 - July 13, 1995
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
January 25, 1984 - October 29, 1984
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/13/2020)
RR
Arizona(1/4/2010)
RR
California(1/4/2010)
RR
Colorado(1/4/2010)
RR
Connecticut(1/3/2019)
RR
Delaware(1/4/2010)
RR
District of Columbia(7/20/2022)
RR
Florida(1/4/2010)
RR
Georgia(1/4/2010)
RR
Idaho(1/3/2019)
RR
Illinois(2/5/2025)
RR
Iowa(10/5/2015)
RR
Kentucky(11/13/2020)
RR
Maine(1/2/2014)
RR
Maryland(1/4/2010)
RR
Massachusetts(3/27/2017)
RR
Michigan(1/4/2010)
RR
Minnesota(7/24/2018)
RR
Mississippi(1/2/2025)
RR
New Hampshire(7/10/2024)
RR
New Jersey(1/4/2010)
RR
New York(1/4/2010)
RR
North Carolina(1/4/2010)
RR
Ohio(1/4/2010)
RR
Pennsylvania(1/4/2010)
IAR
Pennsylvania(1/4/2010)
RR
Rhode Island(1/3/2012)
RR
South Carolina(1/4/2010)
RR
Texas(1/4/2010)
IAR
Texas(1/4/2016)
RR
Utah(1/2/2025)
RR
Virginia(1/4/2010)
RR
Washington(1/2/2024)
RR
West Virginia(1/4/2010)
RR
Wisconsin(9/1/2020)
RR
Wyoming(1/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Harrisburg, PA 17110TRUST BUT VERIFY
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